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Find, Compare and Monitor Financial Advisors at PGP CAPITAL ADVISORS, LLC

CRD#: 128797
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

PGP CAPITAL ADVISORS, LLC is located at 865 S. Figueroa Street Suite 1330, Los Angeles, CA 90017 and was first established at Los Angeles, Delaware in 07/10/2003. After operating for 22 years, PGP CAPITAL ADVISORS, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of PGP CAPITAL ADVISORS, LLC’s clients are individuals and 0% of their clients are high net worth individuals. PGP CAPITAL ADVISORS, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at PGP CAPITAL ADVISORS, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access PGP CAPITAL ADVISORS, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at PGP CAPITAL ADVISORS, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for PGP CAPITAL ADVISORS, LLC Comes From

Understanding the Statistics for PGP CAPITAL ADVISORS, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
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HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
865 S. Figueroa Street Suite 1330, Los Angeles, CA 90017
Mailing Address
865 S. Figueroa Street Suite 1330, Los Angeles, CA 90017
Firm Size
Small
Phone Number
(310) 268-0885
Established
Delaware since 07/10/2003
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
PGP HOLDINGS, LLCPARENT
COLLINS, ELIZABETH SARAHFINOP4714831
KIM, STEWART MICHAELCHIEF COMPLIANCE OFFICER1715034

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

How Do I Determine Which Firm to Work With?

Advisor's working at PGP CAPITAL ADVISORS, LLC

SK

Stewart Michael Kim

RR
CRD#: 1715034
Location:
Los Angeles, CA 90017
Company:
PGP CAPITAL ADVISORS, LLC
Disclosures:
Experience:
31 years
View Profile
IN

Ivan K Nikkhoo

Ivan K. Nikkhoo
RR
CRD#: 5281058
Location:
Los Angeles, CA 90017
Company:
PGP CAPITAL ADVISORS, LLC
Disclosures:
Experience:
18 years
View Profile
EH

Elliot J Han

RR
CRD#: 6543354
Location:
Los Angeles, CA 90017
Company:
PGP CAPITAL ADVISORS, LLC
Disclosures:
Experience:
10 years
View Profile
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