Bradley J. Lineberger
SEASIDE WEALTH MANAGEMENT
Carlsbad, CA 92009
Some features on this profile are disabled
CRD#: 5280019
Professional summary
Bradley James Lineberger, AIF®, CFP®, ChFC® is a registered financial advisor currently at SEASIDE WEALTH MANAGEMENT, INC. located in Carlsbad, California and PURSHE KAPLAN STERLING INVESTMENTS located in Calsbad, California.
Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Bradley has worked at 7 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Seaside Wealth Management. Investment Related. At Registered Location. RIA. Owner/Founder. 2011. 160 Hrs/Mo; All During Trading Hours. I Own an Investment Advisory Firm that does Financial Planning and Investment Management for clients. 2.Insurance Agent, Investment related-6154 Innovation Way, Carlsbad, CA 92009-Insurance-Broker-2/2011-2 hrs/mth-1 hr during trading hrs-Sells life insurance when appropriate for clients. 3.Teacher at Mira Costa Junior College-Investment related-6154 Innovation Way, Carlsbad, CA 92009-Teaching-Teacher-2/2014-20 hrs/mth-0 during trading hrs-Teaches financial classes at the local community college 4. PKSF-Investment related-80 State St., Albany, NY 12207-Insurance-Insurance Producer-4/2016-2 hrs/mth-100% during trading hrs-Sells fixed insurance products when it fits a client's needs. 5. Innovation, LLC. Not Investment Related. At Registered Location. Real Estate. Owner. 2023. 1 Hr/Mo; All During Trading Hours. Owner of Building for RIA. 6. La Costa Canyon High School Foundation. Not Investment Related. 1 Maverick Way, Carlsbad, CA 92009. Support. Athletic Chair. 1/1/2025. Hrs/month 4 with 0 during trading hours. I am in charge of the sports team liaisons at my sons highschoo. I help them to stay organized and communicate to the parents on each sports team.
CRS (Client Relationship Summary) - RIA
Click below to view Bradley James Lineberger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
September 11, 2015 - Present
SEASIDE WEALTH MANAGEMENT, INC.
Office #1: 6154 Innovation Way, Carlsbad, CA 92009RIA
CRD#: 271039
Carlsbad, CA
Current
April 1, 2016 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 6154 Innovation Way, Calsbad, CA 92009BD
CRD#: 35747
Calsbad, CA
Past
July 10, 2012 - April 6, 2016
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
CARLSBAD, CA
Past
July 26, 2011 - July 10, 2012
SOUTHWEST INVESTMENT ADVISORS, INC.
RIA
CRD#: 117052
CARLSBAD, CA
Past
February 11, 2011 - April 7, 2011
FIRST ALLIED SECURITIES, INC.
RIA
CRD#: 32444
CARLSBAD, CA
Past
February 11, 2011 - April 1, 2016
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
CARLSBAD, CA
Past
October 30, 2008 - February 24, 2011
LPL FINANCIAL LLC
RIA
CRD#: 6413
OCEANSIDE, CA
Past
October 29, 2008 - February 24, 2011
LPL FINANCIAL LLC
BD
CRD#: 6413
OCEANSIDE, CA
Past
January 14, 2008 - October 30, 2008
WFP SECURITIES
RIA
CRD#: 35098
SAN DIEGO, CA
Past
November 20, 2007 - October 30, 2008
WFP SECURITIES
BD
CRD#: 35098
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SEASIDE WEALTH MANAGEMENT, INC.
SEASIDE WEALTH MANAGEMENT, INC.
CRD#: 271039 / SEC#: 801-111750
RIA
Registered Investment Advisory firm - (9/27/2017 Approved)California
Registered Investment Advisory firm - (10/29/2017 Terminated)Texas
Registered Investment Advisory firm - (9/29/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(9/11/2015)
RR
California(4/1/2016)
RR
Colorado(1/2/2020)
RR
Ohio(4/1/2016)
RR
Tennessee(2/21/2019)
RR
Texas(4/1/2016)
RR
Washington(1/2/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SEASIDE WEALTH MANAGEMENT, INC.
SEASIDE WEALTH MANAGEMENT, INC.
CRD#: 271039 / SEC#: 801-111750
RIA
Registered Investment Advisory firm - (9/27/2017 Approved)California
Registered Investment Advisory firm - (10/29/2017 Terminated)Texas
Registered Investment Advisory firm - (9/29/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6154 Innovation Way, Carlsbad, CA 92009
Mailing Address
Phone number
(760) 730-8120
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,170 |
| AUM (Assets Under Management) | $ 362,311,582 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
