Ryan M. Maloney
Professional summary
Ryan Michael Maloney, who also goes by Ryan Michael Maloney, Ryan Maloney, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Wayne, Pennsylvania.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2007. Ryan has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ryan Michael Maloney's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 25, 2025 - Present
NYLIFE SECURITIES LLC
Office #1: 595 E. Swedesford Road Suite 300, Wayne, PA 19087December 19, 2022 - April 17, 2024
VANGUARD MARKETING CORPORATION
August 23, 2017 - November 29, 2022
OSAIC FS, INC.
January 20, 2015 - November 29, 2022
OSAIC FA, INC.
October 14, 2011 - January 13, 2015
LINCOLN FINANCIAL DISTRIBUTORS, INC.
March 7, 2007 - March 15, 2010
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/22/2025)
(4/28/2025)
Exams
FINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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