Bryan E. Leake

AE WEALTH MANAGEMENT

Mansfield, TX 76063

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CRD#: 5275418

Professional summary

Bryan Ernest Leake is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Mansfield, Texas.

Bryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Bryan has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Biltmore Financial Services; Yes Investment Related; 717 Hwy 287 N, Ste 601 Mansfield, TX 76063; Financial/Retirement Planning, Investing, Life Insurance & Annuities; Paraplanner; 02/2024; Approx. 176hrs/Mo; Approx. 130hrs/Mo during securities trading hours; Analyze client documents and information, work with lead advisor to create and implement long-term solutions for client financial health in retirement.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan Ernest Leake's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 12, 2024 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: 717 Highway 287 N Ste 601, Mansfield, TX 76063

RIA

CRD#: 282580

Mansfield, TX

Past

January 18, 2024 - February 1, 2024

HIGHTOWER ADVISORS, LLC

RIA

CRD#: 145323

Arlington, TX

Past

August 9, 2007 - February 15, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

ARLINGTON, TX

Past

July 30, 2007 - February 15, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

ARLINGTON, TX

Past

April 18, 2007 - July 12, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

HURST, TX

Past

April 4, 2007 - July 12, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

HURST, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/17/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/3/2007

General Securities Representative Examination

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bryan E. Leake

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan Ernest Leake's CRS (Customer Relationship Summary).

Certified licenses

Experience

HIGHTOWER ADVISORS, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/17/2007

SIE

Date: 10/1/2018

Series 7

Date: 4/3/2007

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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