Casey Kha

FCA CORP

FORT WORTH, TX 76104

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CRD#: 5274031

Professional summary

Casey Kha, CFP® is a registered financial advisor currently at FCA CORP located in Fort Worth, Texas.

Casey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Casey has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GAMMA ENTERPRISES LLC (DBA "SHINJUKU STATION"). NOT INVESTMENT-RELATED. 711 W. MAGNOLIA AVE., FORT WORTH, TX 76104. FULL SERVICE RESTAURANT. MEMBER. START: 05/2011. 4 HOURS PER MONTH, ZERO HOURS DURING SECURITIES-TRADING HOURS. DUTIES: CONSULTANT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Casey Kha's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 6, 2022 - Present

FCA CORP

Office #1: 1601 8th Avenue, Fort Worth, TX 76104

RIA

CRD#: 110658

FORT WORTH, TX

Past

August 14, 2007 - June 14, 2010

OSAIC FA, INC.

RIA

CRD#: 3978

DALLAS, TX

Past

August 7, 2007 - June 14, 2010

OSAIC FA, INC.

CRD#: 3978

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FCA CORP

FCA CORP | LS GROUP, A DIVISION OF FCA CORP.

CRD#: 110658 / SEC#: 801-20514

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/6/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/25/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/18/2007

General Securities Representative Examination

Current Firm

FCA CORP

FCA CORP | LS GROUP, A DIVISION OF FCA CORP.

CRD#: 110658 / SEC#: 801-20514

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

791 Town & Country Blvd. Suite 250, Houston, TX 77024-3925

Mailing Address

Phone number

(713) 781-2856

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE (12/24/2024)

Regulatory assets under management

Total Number of Accounts	543
AUM (Assets Under Management)	$ 525,691,326

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/26/2023	Cover Page	Report
01/25/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Casey Kha

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Casey Kha's CRS (Customer Relationship Summary).

Certified licenses

Experience

FCA CORP

OSAIC FA, INC.

OSAIC FA, INC.

Primary Firm SEC Registration

FCA CORP

State Registrations and Notice Filings

Exams

Series 66

Date: 7/25/2007

Series 7

Date: 6/18/2007

Current Firm

FCA CORP

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FCA CORP

TRUST BUT VERIFY

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