Venkatadri Rao
Professional summary
Venkatadri Rao, who also goes by Venkat VIthala Rao, Venkat Rao, Venkatadri Vithala Rao, is a registered financial professional currently at PRINCIPAL FUNDS DISTRIBUTOR, INC. located in Port Washington, New York.
Venkatadri is registered as a RR (Registered Representative) and started their career in finance in 2007. Venkatadri has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Venkatadri Rao's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 17, 2024 - Present
PRINCIPAL FUNDS DISTRIBUTOR, INC.
January 22, 2021 - December 17, 2024
DWS DISTRIBUTORS, INC.
May 11, 2018 - February 28, 2020
KIMBERLITE ADVISORS, LLC
April 3, 2014 - March 4, 2016
MC ASSET MANAGEMENT AMERICAS, LTD.
June 11, 2012 - March 25, 2014
SITUS CAPITAL MANAGEMENT LLC
May 10, 2012 - March 28, 2014
KIMBERLITE ADVISORS, LLC
October 2, 2008 - November 9, 2010
INTERLINK SECURITIES CORP.
July 4, 2007 - May 8, 2012
MMC SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/18/2024)
Exams
FINRA
Current Firm
PRINCIPAL FUNDS DISTRIBUTOR, INC.
CRD#: 43261 / SEC#: , 8-50200
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLC | OWNER | |
| BERG, JOHN THOMAS | DIRECTOR | 7973551 |
| CLINES, SEAN THOMAS | CHIEF FINANCIAL OFFICER | 3055601 |
| DESSOUKI, RAMONA HIATT | CHIEF MARKETING OFFICER | 7812577 |
| HILL, TIMOTHY ALLEN | NATIONAL SALES MANAGER/DIRECTOR | 2317289 |
| HOESKE, DINA ROMEO | SENIOR DIRECTOR - FUND SHAREHOLDER SERVICES | 2704646 |
| MURRAY, MICHAEL FRANCIS | DIRECTOR | 2074275 |
| SCHOLTEN, MICHAEL JOSEPH | PRINCIPAL OPERATIONS OFFICER | 6388259 |
| STOCKMAN, MICHELLE RENEE | CHIEF COMPLIANCE OFFICER | 5010490 |
| WONG, BRANT K | PRESIDENT/DIRECTOR (CHAIRMAN) | 5093714 |
Red Flags
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