Adam Cord
Professional summary
Adam Cord, who also goes by Adam Christopher Cord, is a registered financial professional currently at TRANSAMERICA INVESTORS SECURITIES, LLC located in Cherry Hills Village, Colorado.
Adam is registered as a RR (Registered Representative) and started their career in finance in 2007. Adam has worked at 6 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adam Cord's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 9, 2025 - Present
TRANSAMERICA INVESTORS SECURITIES, LLC
January 31, 2023 - January 7, 2025
ASCENSUS BROKER DEALER SERVICES, LLC
June 12, 2019 - October 7, 2020
TRANSAMERICA CAPITAL, LLC
May 13, 2019 - June 17, 2019
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
May 13, 2019 - June 17, 2019
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
December 21, 2018 - April 24, 2019
J.J.B. HILLIARD, W.L. LYONS, LLC
November 14, 2018 - April 24, 2019
J.J.B. HILLIARD, W.L. LYONS, LLC
April 2, 2007 - July 1, 2010
ONEAMERICA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/9/2025)
(1/9/2025)
Exams
Series 7TO
Date: 11/8/2022
General Securities Representative ExaminationFINRA
Current Firm
TRANSAMERICA INVESTORS SECURITIES, LLC
CRD#: 32205 / SEC#: , 8-45671
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS, LLC | SHAREHOLDER | |
| CALVI, ENNA MARIA | MANAGER, TREASURER, AND FINANCIAL PRINCIPAL | 2373021 |
| HEWITT, JAY ALLEN | MANAGER AND VICE PRESIDENT | 1687429 |
| HOLGATE, GREGG WILLIAM | PRESIDENT AND CHAIRMAN OF THE BOARD OF MANAGERS | 2818725 |
| POWERS, MARK JUDSON | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6173588 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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