Shane M. Coley
Professional summary
Shane Michael Coley, CFP® is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Charlotte, North Carolina.
Shane is registered as a RR (Registered Representative) and started their career in finance in 2007. Shane has worked at 10 firms and has passed the Series 66, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shane Michael Coley's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 8, 2025 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 128 S. Tryon Street Suite 1600, Charlotte, NC 28202April 20, 2020 - April 7, 2025
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST
August 10, 2015 - April 20, 2020
DELAWARE CAPITAL MANAGEMENT ADVISERS, INC
August 10, 2015 - April 7, 2025
DELAWARE DISTRIBUTORS, L.P.
September 3, 2013 - July 24, 2015
CARILLON FUND DISTRIBUTORS, INC.
September 21, 2009 - September 4, 2013
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
August 5, 2009 - September 4, 2013
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 12, 2009 - July 22, 2009
RAYMOND JAMES & ASSOCIATES, INC.
May 28, 2008 - July 22, 2009
RAYMOND JAMES & ASSOCIATES, INC.
October 9, 2007 - May 16, 2008
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
August 28, 2007 - May 16, 2008
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
February 23, 2007 - April 23, 2007
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/8/2025)
(7/8/2025)
(7/8/2025)
(7/9/2025)
Exams
FINRA
Current Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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