JG
Jonathan A. Gaudio
ALLSTATE FINANCIAL ADVISORS
Columbus, OH 43214-1900
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CRD#: 5267021
JG
Professional summary
Jonathan Albert Gaudio, who also goes by Jonathan A Gaudio, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Columbus, Ohio and ALLSTATE FINANCIAL SERVICES, LLC located in New Philadelphia, Ohio.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Jonathan has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jonathan A Gaudio
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) GMG Investment Group, LLC. Partner. 3110 Primrose Dr, Zanesville, OH 43701. Rental property. Duties: Determine high level decision with other three business partners, decide on expenses, purchase, etc. Time devoted 5%, 5 hr/mo, 0 hr/mo during trading hours. Not investment related. Start date: 03/01/2012. GAUDIO HOLDINGS, LLC POSITION: Owner NATURE: The LLC is set up to buy my current office building that I am renting out. I will simply be charging myself rent. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2017 ADDRESS: 7722 Leverett Park, New Albany OH 43054, United States DESCRIPTION: The LLC is set up to buy my current office building that I am renting out. I will simply be charging myself rent. JGPS, LLC. POSITION: Owner NATURE: Pre-trial investigations INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2011 ADDRESS: 7722 Levertt Park, New Albany OH 43054, United States DESCRIPTION: find and manage process for finding counterfeit products online. TRAILING COMMISSIONS FROM EVERLAKE, LBL, WILTON RE AND THE STANDARD POSITION: Agent NATURE: Servicing Allstate legacy business for Everlake, LBL, Wilton Re, and The Standard accounts. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2025 ADDRESS: 7722 Leverett Park, New Albany OH 43054, United States DESCRIPTION: Servicing customers for Allstate legacy business
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Albert Gaudio's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 11, 2017 - Present
ALLSTATE FINANCIAL ADVISORS, LLC
Office #1: 806 Bethel Rd, Columbus, OH 43214-1900RIA
CRD#: 109524
Columbus, OH
Current
January 11, 2017 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 112 4th St Nw, New Philadelphia, OH 44663-1938Office #2: 806 Bethel Rd, Columbus, OH 43214-1900Office #3: 8561 S Mason Montgomery Rd, Mason, OH 45040-9387Office #4: 25 Manor Hill Dr Ste 200, Canfield, OH 44406-1596BD
CRD#: 18272
New Philadelphia, OH
Past
May 26, 2015 - August 30, 2016
THE HUNTINGTON INVESTMENT COMPANY
RIA
CRD#: 16986
COLUMBUS, OH
Past
May 26, 2015 - August 30, 2016
THE HUNTINGTON INVESTMENT COMPANY
BD
CRD#: 16986
COLUMBUS, OH
Past
December 16, 2014 - February 26, 2015
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Past
January 4, 2010 - December 20, 2010
EDWARD JONES
RIA
CRD#: 250
DUBLIN, OH
Past
December 18, 2009 - December 20, 2010
EDWARD JONES
BD
CRD#: 250
DUBLIN, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/11/2024)
RR
Florida(5/17/2024)
RR
Illinois(1/23/2017)
RR
Kentucky(8/6/2024)
RR
Ohio(1/11/2017)
IAR
Ohio(1/11/2017)
RR
Wisconsin(5/17/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
