Charles J. Cavalier
Professional summary
Charles J Cavalier, who also goes by Charles Cavalier, is a registered financial professional currently at CADZ SECURITIES INC located in Ft Lauderdale, Florida.
Charles is registered as a RR (Registered Representative) and started their career in finance in 2007. Charles has worked at 4 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles J Cavalier's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 31, 2024 - Present
CADZ SECURITIES INC
Office #1: 309 Bontona Avenue, Ft Lauderdale, FL 33301January 15, 2014 - February 13, 2024
SIERRA PACIFIC SECURITIES, LLC
July 21, 2010 - January 14, 2014
INSPEREX LLC
August 29, 2007 - August 3, 2010
UBS FINANCIAL SERVICES INC.
March 19, 2007 - August 3, 2010
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
CADZ SECURITIES INC
CRD#: 326039 / SEC#: , 8-71094
Contact information
Documents
Red Flags
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Company Information
CADZ SECURITIES INC
CRD#: 326039Ft Lauderdale, FL 33301TRUST BUT VERIFY
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