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RB

Rosanna A. Blakley

HUNTINGTON SECURITIES
Columbus, OH 43287
Some features on this profile are disabled
CRD#: 5258041
RB

Professional summary


Rosanna Amato Blakley, who also goes by Rosanna A Blakley, is a registered financial professional currently at HUNTINGTON SECURITIES, INC. located in Columbus, Ohio.

Rosanna is registered as a RR (Registered Representative) and started their career in finance in 2011. Rosanna has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Rosanna A Blakley

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Rosanna Amato Blakley's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 23, 2022 - Present

HUNTINGTON SECURITIES, INC.

Office #1: 41 South High St, Columbus, OH 43287
BD
CRD#: 2261
Columbus, OH
Past

January 2, 2013 - October 22, 2015

BB&T SECURITIES, LLC

BD
CRD#: 142785
RICHMOND, VA
Past

May 30, 2011 - January 2, 2013

SCOTT & STRINGFELLOW, LLC

BD
CRD#: 6255
RICHMOND, VA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(7/12/2022)
RR
Arkansas
(7/14/2022)
RR
California
(7/12/2022)
RR
Colorado
(7/12/2022)
RR
Florida
(7/12/2022)
RR
Illinois
(7/12/2022)
RR
Indiana
(7/12/2022)
RR
Kentucky
(7/12/2022)
RR
Massachusetts
(7/12/2022)
RR
Michigan
(7/12/2022)
RR
New Jersey
(7/12/2022)
RR
New York
(7/12/2022)
RR
North Carolina
(7/12/2022)
RR
Ohio
(7/12/2022)
RR
Pennsylvania
(7/12/2022)
RR
Tennessee
(7/12/2022)
RR
Texas
(7/12/2022)
RR
Virginia
(7/12/2022)
RR
West Virginia
(7/12/2022)
RR
Wisconsin
(7/12/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 6/28/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/23/2022
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


HS
HUNTINGTON SECURITIES, INC.
HUNTINGTON CAPITAL MARKETS | HUTCHINSON, SHOCKEY, ERLEY & CO. | HUTCHINSON SHOCKEY ERLEY | HUNTINGTON SECURITIES, INC.

CRD#: 2261 / SEC#: , 8-5761

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
41 South High St, Columbus, OH 43287
Mailing Address
41 South High St, Columbus, OH 43287
Phone number
(312) 443-1560
Established
Delaware since 02/08/1957
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (29 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
HUNTINGTON BANCSHARES INCORPORATEDDIRECT OWNER
BEEKMAN, TODD ANDREWDIRECTOR6291198
BORRELLI, MARK ROBERTGENERAL COUNSEL/SECRETARY6803711
COSTANZO, SAMANTHA ANNDIRECTOR4133695
DIBOWSKI, TERRAHEAD OF BROKERAGE OPERATIONS5468840
FITZSIMMONS, DAVID RAYMONDHEAD OF INSTITUTIONAL SALES & TRADING, DIRECTOR4245434
HERBERT, KATHERINE ELEANORCONTROLLER/FINOP6412263
KLEINMAN, SCOTT DAVIDDIRECTOR2357636
MILCETICH, MATTHEW LOUISPRESIDENT6419334
SZWAGULAK, JOHN W IIICHIEF COMPLIANCE OFFICER4033023
WALTHER, KATHLEENDIRECTOR7858303

Disclosures


Regulatory Event8

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HUNTINGTON SECURITIES, INC.

CRD#: 2261Columbus, OH 43287

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