PE
Panagiotis P. Ermogenous
SANTANDER SECURITIES LLC
Manhasset, NY 11030
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CRD#: 5257901
PE
Professional summary
Panagiotis Peter Ermogenous, who also goes by Peter Panayiotis Ermogenous, Peter Ermogenous, is a registered financial advisor currently at SANTANDER SECURITIES LLC located in Manhasset, New York.
Panagiotis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Panagiotis has worked at 13 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Peter Panayiotis Ermogenous | Peter Ermogenous
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Panagiotis Peter Ermogenous's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Panagiotis Peter Ermogenous's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 26, 2023 - Present
SANTANDER SECURITIES LLC
Office #1: 1420 Northern Boulevard, Manhasset, NY 11030Office #2: 443 Hillside Avenue, Williston Park, NY 11596Office #3: 50 Middle Neck Road, Great Neck, NY 11021Office #4: 998 Franklin Avenue, Garden City, NY 11530Office #5: 146 Fulton Avenue, Hempstead, NY 11550Office #6: 330 South Service Road Suite 118, Melville, NY 11747RIA
BD
CRD#: 41791
Manhasset, NY
Current
January 26, 2023 - Present
SANTANDER SECURITIES LLC
Office #1: 1420 Northern Boulevard, Manhasset, NY 11030Office #2: 443 Hillside Avenue, Williston Park, NY 11596Office #3: 50 Middle Neck Road, Great Neck, NY 11021Office #4: 998 Franklin Avenue, Garden City, NY 11530Office #5: 146 Fulton Avenue, Hempstead, NY 11550Office #6: 330 South Service Road Suite 118, Melville, NY 11747RIA
BD
CRD#: 41791
Manhasset, NY
Past
March 7, 2022 - January 31, 2023
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
GREAT NECK, NY
Past
February 28, 2022 - March 5, 2022
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
GREAT NECK, NY
Past
February 28, 2022 - January 31, 2023
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
GREAT NECK, NY
Past
April 16, 2018 - March 2, 2022
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
MINEOLA, NY
Past
April 16, 2018 - March 2, 2022
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
MINEOLA, NY
Past
March 20, 2017 - April 16, 2018
CAPITAL ONE ADVISORS, LLC
RIA
CRD#: 136865
Westbury, NY
Past
January 26, 2017 - April 16, 2018
CAPITAL ONE INVESTING, LLC
BD
CRD#: 45744
MELVILLE, NY
Past
March 11, 2016 - February 8, 2017
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
CARLE PLACE, NY
Past
July 20, 2011 - March 8, 2016
AEGIS CAPITAL CORP.
BD
CRD#: 15007
MELVILLE, NY
Past
January 5, 2011 - July 13, 2011
BLACKBOOK CAPITAL, LLC
BD
CRD#: 123234
NORTHPORT, NY
Past
June 2, 2010 - January 21, 2011
ALEXANDER CAPITAL, L.P.
BD
CRD#: 40077
RED BANK, NJ
Past
August 31, 2009 - June 2, 2010
BROOKSTONE SECURITIES, INC.
BD
CRD#: 13366
GARDEN CITY, NY
Past
April 30, 2008 - September 10, 2009
PRESTIGE FINANCIAL CENTER, INC.
BD
CRD#: 30407
GARDEN CITY, NY
Past
April 9, 2008 - May 30, 2008
OBSIDIAN FINANCIAL GROUP, LLC
BD
CRD#: 104255
WOODBURY, NY
Past
May 10, 2007 - April 15, 2008
WESTROCK ADVISORS, INC.
BD
CRD#: 114338
WOODBURY, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(4/6/2023)
RR
Illinois(5/6/2025)
RR
New Jersey(4/5/2023)
RR
New York(1/26/2023)
IAR
New York(1/26/2023)
RR
Pennsylvania(10/10/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Mailing Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Phone number
(866) 736-6475
Established
Delaware since 01/03/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
440
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS, LLC | DIRECT OWNER | |
| BOWLER, DANIEL P | CHIEF FINANCIAL OFFICER | 5354805 |
| CARTER, LAWRENCE ANDREW | CHIEF COMPLIANCE OFFICER | 2113682 |
| CYLC, JOHN ALLAN II | NATIONAL BUSINESS DIRECTOR | 2917559 |
| NEURATH, DUSTIN | DIRECTOR | 8044630 |
| SCHMITZ, NICOLE | CHIEF OPERATIONS OFFICER | 2815862 |
| SNYDER, JONATHAN ANDREW | PRESIDENT & CEO | 6514215 |
| VANNAH, JAMES DOUGLASS | CHIEF LEGAL OFFICER & SECRETARY | 5679595 |
| VILLANO, ALYSON NICOLE | DIRECTOR | 7473984 |
| WATSON, JONATHAN EDWARD | DIRECTOR | 7631421 |
Regulatory assets under management
| Total Number of Accounts | 10,401 |
| AUM (Assets Under Management) | $ 2,553,311,017 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
