Michael G. Downey

CADENCE WEALTH MANAGEMENT LLC

Westborough, MA 01581

Some features on this profile are disabled

CRD#: 5251765

Professional summary

Michael George Downey, who also goes by Michael George Downey Jr, is a registered financial advisor currently at CADENCE WEALTH MANAGEMENT LLC located in Westborough, Massachusetts and PURSHE KAPLAN STERLING INVESTMENTS located in Westborough, Massachusetts.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Michael has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael George Downey Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CADENCE WEALTH MANAGEMENT; INVESTMENT RELATED; 1800 WEST PARK DR STE 330 WESTBORO, MA 01581; RIA; VICE PRESIDENT OF CLIENT EXPERIENCE; START DATE: 10/2010; APPROX 160 HRS/MO; BACK HOUSE OPERATIONS, PROCESSING APPLICATIONS, TRACKING ADVISOR BUSINESS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael George Downey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 1, 2012 - Present

CADENCE WEALTH MANAGEMENT LLC

Office #1: 1800 West Park Drive Suite 330, Westborough, MA 01581

RIA

CRD#: 155080

Westborough, MA

Current

January 3, 2012 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 1800 West Park Dr. Suite 330, Westborough, MA 01581

CRD#: 35747

Westborough, MA

Past

June 27, 2007 - October 6, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

WESTBOROUGH, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CADENCE WEALTH MANAGEMENT LLC

CRD#: 155080 / SEC#: 801-78941

RIA

Registered Investment Advisory firm - (1/2/2014 Approved)

Massachusetts

Registered Investment Advisory firm - (1/22/2014 Terminated)

New Hampshire

Registered Investment Advisory firm - (2/5/2014 Terminated)

Rhode Island

Registered Investment Advisory firm - (1/24/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Massachusetts
(1/3/2012)

IAR

Massachusetts
(5/1/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/3/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/26/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CADENCE WEALTH MANAGEMENT LLC

CRD#: 155080 / SEC#: 801-78941

RIA

Registered Investment Advisory firm - (1/2/2014 Approved)

Massachusetts

Registered Investment Advisory firm - (1/22/2014 Terminated)

New Hampshire

Registered Investment Advisory firm - (2/5/2014 Terminated)

Rhode Island

Registered Investment Advisory firm - (1/24/2014 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1800 West Park Drive Suite 330, Westborough, MA 01581

Mailing Address

Phone number

(508) 898-0400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CADENCE DISCLOSURE BROCHURE AND SUPPLEMENTS (2/3/2025)

Regulatory assets under management

Total Number of Accounts	3,021
AUM (Assets Under Management)	$ 305,384,127

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael G. Downey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael George Downey's CRS (Customer Relationship Summary).

Certified licenses

Experience

CADENCE WEALTH MANAGEMENT LLC

PURSHE KAPLAN STERLING INVESTMENTS

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

CADENCE WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/3/2007

SIE

Date: 10/1/2018

Series 7

Date: 6/26/2007

FINRA

Current Firm

CADENCE WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CADENCE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors