David V. Smitherman

NATIONWIDE INVESTMENT SERVICES

Columbus, OH 43215

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CRD#: 5250533

Professional summary

David Van Antwerp Smitherman, who also goes by David V Smitherman, is a registered financial professional currently at NATIONWIDE INVESTMENT SERVICES CORPORATION located in Columbus, Ohio.

David is registered as a RR (Registered Representative) and started their career in finance in 2007. David has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

David V Smitherman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Van Antwerp Smitherman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 18, 2019 - Present

NATIONWIDE INVESTMENT SERVICES CORPORATION

Office #1: One Nationwide Plaza, Columbus, OH 43215

CRD#: 7110

Columbus, OH

Past

October 1, 2018 - January 4, 2019

FIRST PALLADIUM, LLC

CRD#: 289822

FORT WAYNE, IN

Past

October 14, 2014 - August 30, 2018

MERCAP SECURITIES, LLC

CRD#: 156607

ATLANTA, GA

Past

May 29, 2013 - September 4, 2014

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

March 7, 2007 - September 17, 2007

MML INVESTORS SERVICES, LLC

CRD#: 10409

BIRMINGHAM, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/18/2019)

Arkansas
(11/15/2024)

Florida
(2/18/2019)

Georgia
(2/18/2019)

Kentucky
(11/15/2024)

Louisiana
(11/15/2024)

Mississippi
(2/18/2019)

Tennessee
(2/18/2019)

Exams

State Security Law Exam

Series 63

Date: 6/4/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/30/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/28/2013

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

NATIONWIDE INVESTMENT SERVICES CORPORATION

NATIONWIDE INVESTMENT ADVISORS, LLC | PEBSCO SECURITIES CORP. | NATIONWIDE RETIREMENT INSTITUTE, A DIVISION OF NISC | NATIONWIDE INVESTMENT SVCS. CORPORATION | NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110 / SEC#: , 8-20254

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

One Nationwide Plaza 1-33-401, Columbus, OH 43215

Mailing Address

One Nationwide Plaza 1-33-401, Columbus, OH 43215

Phone number

+1 (800) 882-2822

Established

Oklahoma since 03/19/1974

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
NATIONWIDE LIFE INSURANCE COMPANY	SHAREHOLDER
AMBROZY, TINA S	PRESIDENT/BOARD DIRECTOR	3149224
HAWLEY, CRAIG ALAN	BOARD DIRECTOR	4499105
RABENSTINE, JAMES JAY	CHIEF COMPLIANCE OFFICER	2025566
ROSWELL, EWAN THEODORE	AVP, FINANCE CONTROLLERSHIP-NF AND FINOP	3056545
STEVENSON, ERIC RAY	BOARD DIRECTOR	5250338

Disclosures

Regulatory Event	4
Arbitration	1

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David V. Smitherman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Van Antwerp Smitherman's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATIONWIDE INVESTMENT SERVICES CORPORATION

FIRST PALLADIUM, LLC

MERCAP SECURITIES, LLC

THE LEADERS GROUP, INC.

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/4/2013

SIE

Date: 8/30/2018

Series 6

Date: 5/28/2013

FINRA

Current Firm

NATIONWIDE INVESTMENT SERVICES CORPORATION

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NATIONWIDE INVESTMENT SERVICES CORPORATION

TRUST BUT VERIFY

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