Julie A. Hokit

COMPASS CAPITAL MANAGEMENT

MCALESTER, OK 74501

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CRD#: 5250235

Professional summary

Julie A Hokit, who also goes by Julie Allison Barney, Julie Barney, Julie Allison Grubis, Julie Allison Hakit, Julie Allison Hokit, is a registered financial advisor currently at COMPASS CAPITAL MANAGEMENT, LLC located in Mcalester, Oklahoma and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Mcalester, Oklahoma.

Julie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Julie has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Julie Allison Barney | Julie Barney | Julie Allison Grubis | Julie Allison Hakit | Julie Allison Hokit

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INSURANCE AND FINANCIAL DESIGN LLC, 39004 MACARTHUR ST, SUITE 120, SHAWNEE, OK, 08/2020, OWNER, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 125 HR/MO, 30 HR/MO TRADING. 2) HOKIT FINANCIAL SERVICES, LLC, SHAWNEE, OK, 07/2011, OWNER, DBA, NIR, 4 HR/MO, 0 HR/MO TRADING. 3) INCREASEMYBIZ, INC. DBA BUSINESS REFERRAL NETWORK OF SHAWNEE, OK, 02/2022, SECRETARY, NETWORKING, NIR, 9 HR/MO, 3 HR/MO TRADING. 4) SHAWNEE HIGH SCHOOL BASEBALL BOOSTER CLUB, 1001 N. Kennedy, Shawnee OK 74801, 10/2024, Secretary, Volunteer, NIR, 2 HR/MO, 0 HR/MO TRADING. 5) COMPASS CAPITAL MANAGEMENT, 215 E. Choctaw Ave., Suite 101, McAlester OK 74501, 04/2024, W2 Employee, RIA Affiliation - other than CIRA, INV REL, 120 HR/MO, 112 HR/MO TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julie A Hokit's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 11, 2024 - Present

COMPASS CAPITAL MANAGEMENT, LLC

Office #1: 215 E. Choctaw Avenue Suite 101, Mcalester, OK 74501

RIA

CRD#: 150170

MCALESTER, OK

Current

March 21, 2024 - Present

CAMBRIDGE INVESTMENT RESEARCH, INC.

Office #1: 215 E. Choctaw Ave., Ste. 101, Mcalester, OK 74501

CRD#: 39543

MCALESTER, OK

Past

April 11, 2024 - April 11, 2024

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Mcaleter, OK

Past

May 23, 2016 - July 27, 2020

FBL MARKETING SERVICES, LLC

CRD#: 5309

SHAWNEE, OK

Past

March 6, 2013 - May 4, 2016

COMPASS CAPITAL MANAGEMENT, LLC

RIA

CRD#: 150170

MCALESTER, OK

Past

August 31, 2010 - May 17, 2016

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

MCALESTER, OK

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMPASS CAPITAL MANAGEMENT, LLC

CRD#: 150170 / SEC#: 801-132163

RIA

Registered Investment Advisory firm - (3/14/2025 Approved)

Arkansas

Registered Investment Advisory firm - (3/19/2025 Terminated)

Oklahoma

Registered Investment Advisory firm - (3/19/2025 Terminated)

Texas

Registered Investment Advisory firm - (3/18/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Oklahoma
(4/9/2024)

IAR

Oklahoma
(4/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/23/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/18/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/30/2010

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

COMPASS CAPITAL MANAGEMENT, LLC

CRD#: 150170 / SEC#: 801-132163

RIA

Registered Investment Advisory firm - (3/14/2025 Approved)

Arkansas

Registered Investment Advisory firm - (3/19/2025 Terminated)

Oklahoma

Registered Investment Advisory firm - (3/19/2025 Terminated)

Texas

Registered Investment Advisory firm - (3/18/2025 Terminated)

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Contact information

Main Address

215 E. Choctaw Avenue Suite 101, Mcalester, OK 74501

Mailing Address

P.o. Box 74502, Mcalester, OK 74501

Phone number

(918) 423-3222

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A FIRM BROCHURE (10/21/2025)

FORM ADV PART 2A APPENDIX 1 WRAP FEE PROGRAM BROCHURE (4/25/2025)

Regulatory assets under management

Total Number of Accounts	467
AUM (Assets Under Management)	$ 107,281,942

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Julie A. Hokit

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julie A Hokit's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

FBL MARKETING SERVICES, LLC

COMPASS CAPITAL MANAGEMENT, LLC

CAMBRIDGE INVESTMENT RESEARCH, INC.

Primary Firm SEC Registration

COMPASS CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/23/2012

Series 63

Date: 2/18/2011

SIE

Date: 10/1/2018

Series 6

Date: 8/30/2010

FINRA

Current Firm

COMPASS CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMPASS CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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