Lei Huang
Professional summary
Lei Huang is a registered financial professional currently at US TIGER SECURITIES, INC. located in New York, New York and TRADEUP SECURITIES, INC. located in Roseland, New Jersey.
Lei is registered as a RR (Registered Representative) and started their career in finance in 2010. Lei has worked at 5 firms and has passed the Series 99TO, SIE, Series 87, Series 3, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lei Huang's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 8, 2019 - Present
US TIGER SECURITIES, INC.
Office #1: 437 Madison Ave 27th Floor, New York, NY 10022July 31, 2019 - Present
TRADEUP SECURITIES, INC.
Office #1: 101 Eisenhower Parkway, Roseland, NJ 07068Office #2: 437 Madison Ave 27th Floor, New York, NY 10022July 16, 2018 - March 1, 2019
HAITONG SECURITIES USA LLC
June 27, 2018 - March 1, 2019
HAITONG INTERNATIONAL SECURITIES (USA) INC.
May 27, 2010 - June 12, 2018
CICC US SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/2/2019)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe EDGX Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
TRADEUP SECURITIES, INC.
CRD#: 18483 / SEC#: , 8-36754
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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