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DR

Daniel A. Rojo

OPPORTUNE PARTNERS LLC
Houston, TX 77002
Some features on this profile are disabled
CRD#: 5247537
DR

Professional summary


Daniel A Rojo is a registered financial professional currently at OPPORTUNE PARTNERS LLC located in Houston, Texas.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 2008. Daniel has worked at 4 firms and has passed the Series 63, SIE, Series 79 and Series 22 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Daniel A Rojo's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 21, 2022 - Present

OPPORTUNE PARTNERS LLC

Office #1: 711 Louisiana Street Suite 3100, Houston, TX 77002Office #2: 711 Louisiana Street Suite 3100, Houston, TX 77002
BD
CRD#: 293414
Houston, TX
Past

April 23, 2012 - July 29, 2022

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
HOUSTON, TX
Past

February 22, 2012 - April 26, 2012

BNP PARIBAS SECURITIES CORP.

BD
CRD#: 15794
HOUSTON, TX
Past

December 17, 2008 - April 27, 2009

AMERIFUND CAPITAL SECURITIES, LLC

BD
CRD#: 142216
HOUSTON, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(9/22/2022)

Exams


State Security Law Exam
RR
Series 63
Date: 4/11/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


OP
OPPORTUNE PARTNERS LLC
OPPORTUNE PARTNERS LLC

CRD#: 293414 / SEC#: , 8-70085

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
711 Louisiana Street Suite 3100, Houston, TX 77002
Mailing Address
711 Louisiana Street Suite 3100, Houston, TX 77002
Phone number
(713) 490-5050
Established
Delaware since 01/30/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
OPPORTUNE CONSULTING LLCPARENT
KOHL, DANIEL RAYMONDCEO/PRESIDENT6584639
KOWALSKI, DEIRDRE PATTENCHIEF COMPLIANCE OFFICER1357509
LEGAYE, DANIEL EUGENE SRFINOP/CFO/PFO/POO1055035

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


OPPORTUNE PARTNERS LLC

CRD#: 293414Houston, TX 77002

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