Densel Fleming

VINTAGE WEALTH MANAGEMENT GROUP

CHARLOTTE, NC 28202

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CRD#: 5247178

Professional summary

Densel Fleming, CFP® is a registered financial advisor currently at VINTAGE WEALTH MANAGEMENT GROUP located in Charlotte, North Carolina and MARQUISE WEALTH MANAGEMENT, LLC located in Charlotte, North Carolina.

Densel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Densel has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MARQUISE WEALTH MANAGEMENT, LLC. Address: 2116 Crown Centre Drive, Suite 100, Charlotte, NC 28227. Investment related business. Position/Title, Chief Wealth & Investment Officer. Start date is May 2012. Devote approximately 80 hours per month during securities trading hours. Primarily manage client investment portfolios and provide investment advise.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Densel Fleming's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

August 17, 2009 - Present

VINTAGE WEALTH MANAGEMENT GROUP

Office #1: 129 West Trade Street Suite 1640, Charlotte, NC 28202

RIA

CRD#: 151092

CHARLOTTE, NC

Current

June 30, 2012 - Present

MARQUISE WEALTH MANAGEMENT, LLC

Office #1: 2116 Crown Centre Dr Suite 100, Charlotte, NC 28227

RIA

CRD#: 164623

Charlotte, NC

Past

March 19, 2007 - March 6, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

CHARLOTTE, NC

Past

January 31, 2007 - March 6, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(8/17/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/16/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/30/2007

General Securities Representative Examination

Current Firm

VINTAGE WEALTH MANAGEMENT GROUP

MARQUISE WEALTH MANAGEMENT, LLC | VINTAGE WEALTH MANAGEMENT GROUP, LLC | VINTAGE WEALTH MANAGEMENT GROUP, INC. | VINTAGE WEALTH MANAGEMENT GROUP | MARQUISE WEALTH MARQUISE, LLC

CRD#: 151092 / SEC#:

North Carolina

Registered Investment Advisory firm - (8/17/2009 Approved)

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Contact information

Main Address

129 West Trade Street Suite 1640, Charlotte, NC 28202

Mailing Address

Phone number

(704) 719-2225

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	258
AUM (Assets Under Management)	$ 38,196,482

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Densel Fleming

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Densel Fleming's CRS (Customer Relationship Summary).

Certified licenses

Experience

VINTAGE WEALTH MANAGEMENT GROUP

MARQUISE WEALTH MANAGEMENT, LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/16/2007

Series 7

Date: 1/30/2007

Current Firm

VINTAGE WEALTH MANAGEMENT GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VINTAGE WEALTH MANAGEMENT GROUP

TRUST BUT VERIFY

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