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Brian L. Nieuwlandt

KESTRA ADVISORY SERVICES
Bluffton, IN 46714
Some features on this profile are disabled
CRD#: 5247006
BN

Professional summary

Brian Lee Nieuwlandt, who also goes by Brian L Nieuwlandt, Brian L Nieuwlendt, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Bluffton, Indiana and KESTRA INVESTMENT SERVICES, LLC located in Ft. Wayne, Indiana.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Brian has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Brian L Nieuwlandt | Brian L Nieuwlendt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: SHELTON FINANCIAL GROUP POSITION: RR NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/15/2023 ADDRESS: 7635 West Jefferson Blvd., Fort Wayne IN 46835 DESCRIPTION: RR Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/15/2023 ADDRESS: 5707 Southwest Parkway | Building 2, Suite 400, Austin TX 78735 DESCRIPTION: IAR NAME: FANSLER KID BAND POSITION: band member NATURE: Playing in a band INVESTMENT RELATED: No # OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 10/14/2025 ADDRESS: 10114 Kilkea Place, Fort Wayne IN 46835, United States DESCRIPTION: I play guitar in a band

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Lee Nieuwlandt's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 27, 2023 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 360 N Main St., Bluffton, IN 46714Office #2: 7635 W. Jefferson Blvd, Ft. Wayne, IN 46804Office #3: 1102 N Jefferson, Ossian, IN 46777
RIA
CRD#: 283330
Bluffton, IN
Current

November 27, 2023 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 7635 W. Jefferson Blvd, Ft. Wayne, IN 46804Office #2: 1102 N Jefferson, Ossian, IN 46777Office #3: 360 N. Main Street, Bluffton, IN 46714
BD
CRD#: 42046
Ft. Wayne, IN
Past

January 17, 2018 - November 27, 2023

USA FINANCIAL SECURITIES LLC

RIA
CRD#: 103857
Ossian, IN
Past

January 17, 2018 - November 27, 2023

USA FINANCIAL SECURITIES LLC

BD
CRD#: 103857
Ossian, IN
Past

September 8, 2010 - February 12, 2018

SHELTON FINANCIAL GROUP, INC.

RIA
CRD#: 123318
FORT WAYNE, IN
Past

August 19, 2010 - January 26, 2018

APW CAPITAL, INC.

BD
CRD#: 43814
FORT WAYNE, IN
Past

January 17, 2007 - August 20, 2010

PFS INVESTMENTS INC.

BD
CRD#: 10111
FORT WAYNE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA
Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(5/2/2024)
RR
Georgia
(5/3/2024)
RR
Indiana
(11/27/2023)
IAR
Indiana
(11/27/2023)
RR
Kentucky
(11/27/2023)
RR
Massachusetts
(1/18/2024)
RR
North Carolina
(9/30/2024)
RR
Ohio
(11/27/2023)
RR
Tennessee
(11/27/2023)
RR
Wisconsin
(8/28/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/21/2010
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/3/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/9/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 1/16/2007
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA
Registered Investment Advisory firm - (12/31/1998 Approved)
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Contact information

Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (10/21/2025)
KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (10/21/2025)
KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (10/21/2025)

Regulatory assets under management

Total Number of Accounts155,482
AUM (Assets Under Management)$ 60,174,309,829

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/23/2024
Cover Page
Report
10/20/2023
Cover Page
Report
12/21/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KESTRA ADVISORY SERVICES, LLC

CRD#: 283330Bluffton, IN 46714

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