Benjamin J. Smith

WEALTHCARE SOLUTIONS

Radnor, PA 19087

Some features on this profile are disabled

CRD#: 5245194

Professional summary

Benjamin Jeremiah Smith, CFP®, who also goes by Benjemin Jeremiah Smith, is a registered financial advisor currently at WEALTHCARE SOLUTIONS, LLC located in Radnor, Pennsylvania.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Benjamin has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Benjemin Jeremiah Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Jeremiah Smith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

April 22, 2014 - Present

WEALTHCARE SOLUTIONS, LLC

Office #1: 150 North Radnor Chester Road Suite F200, Radnor, PA 19087

RIA

CRD#: 126827

Radnor, PA

Past

November 16, 2006 - February 7, 2014

CONSERVEST CAPITAL ADVISORS INC

RIA

CRD#: 111353

WYNNEWOOD, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(4/23/2014)

IAR

New Jersey
(11/30/2018)

IAR

Pennsylvania
(4/22/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/15/2006

Uniform Investment Adviser Law Examination

Current Firm

WEALTHCARE SOLUTIONS, LLC

CRD#: 126827 / SEC#:

Delaware

Registered Investment Advisory firm - (8/16/2004 Approved)

Maryland

Registered Investment Advisory firm - (2/21/2024 Terminated)

New Jersey

Registered Investment Advisory firm - (11/29/2018 Approved)

Pennsylvania

Registered Investment Advisory firm - (3/25/2004 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

150 North Radnor Chester Road Suite F200, Radnor, PA 19087

Mailing Address

Po Box 150, Ardmore, PA 19003-0150

Phone number

(484) 297-2907

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	236
AUM (Assets Under Management)	$ 46,952,210

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Paul Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Horsham, PA

Jeffrey Kropp

OSAIC WEALTH, INC.

IAR

Chadds Ford, PA

Dustin Willing

KESTRA ADVISORY SERVICES, LLC

IAR

Wayne, PA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Benjamin J. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Jeremiah Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHCARE SOLUTIONS, LLC

CONSERVEST CAPITAL ADVISORS INC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/15/2006

Current Firm

WEALTHCARE SOLUTIONS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTHCARE SOLUTIONS, LLC

TRUST BUT VERIFY

Similar Advisors