Samuel R. Sroka
Professional summary
Samuel Robert Sroka is a registered financial professional currently at JUMP TRADING, LLC located in Chicago, Illinois.
Samuel is registered as a RR (Registered Representative) and started their career in finance in 2015. Samuel has worked at 3 firms and has passed the Series 63, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Samuel Robert Sroka's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 5, 2022 - Present
JUMP TRADING, LLC
Office #1: 600 West Chicago Avenue, Suite 600, Chicago, IL 60654Office #2: 500 W 2nd Street Suite 1750, Austin, TX 78701September 28, 2017 - July 15, 2021
DRW SECURITIES, L.L.C.
December 2, 2015 - September 29, 2017
RGM SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
JUMP TRADING, LLC
CRD#: 106124 / SEC#: , 8-52989
Contact information
Documents
Disclosures
| Regulatory Event | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
