Leland S. Fallon

FIRST COMMAND ADVISORY SERVICES

Fort Worth, TX 76109

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CRD#: 5241107

Professional summary

Leland Shawn Fallon, who also goes by Leland S Fallon, Leland Shawn Fallon, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Fort Worth, Texas and FIRST COMMAND BROKERAGE SERVICES, INC. located in Fort Worth, Texas.

Leland is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Leland has worked at 15 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Leland S Fallon | Leland Shawn Fallon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of the other business: Vigilant Artists Whether the business is investment-related: No Address of the other business: 36179 River Point Dr, Astoria, OR, 97103 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Principal The start date of your relationship: Dec 01, 2011 The approximate number of hours/month you devote to the other business: 21 to 40 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: Vigilant Artists engages in management and support of musicians, concerts and festivals for charitable purposes. The primary beneficiaries are 501c3 organizations Music4Cancer in St. Therese, Quebec, Canada, Assistance League of the Columbia Pacific in Astoria, Oregon and Harbor House in Astoria, Oregon. I do not have financial authority or control of or for any of these organizations. Rather, they are beneficiaries of funds that are raised in the activities described above. I engage in the business for approximately 10 hours weekly. These hours are outside of US market hours and work hours for the purposes of First Command. I am not compensated directly for these activities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leland Shawn Fallon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 19, 2024 - Present

FIRST COMMAND ADVISORY SERVICES

Office #1: 1 Firstcomm Plaza, Fort Worth, TX 76109

RIA

CRD#: 281958

Fort Worth, TX

Current

December 19, 2024 - Present

FIRST COMMAND BROKERAGE SERVICES, INC.

Office #1: 1 Firstcomm Plaza, Fort Worth, TX 76109

CRD#: 3641

Fort Worth, TX

Past

June 18, 2024 - October 16, 2024

PINNACLE INVESTMENTS, LLC

RIA

CRD#: 142910

Astoria, OR

Past

June 18, 2024 - October 16, 2024

PINNACLE INVESTMENTS, LLC

CRD#: 142910

Astoria, OR

Past

September 1, 2023 - June 7, 2024

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

Astoria, OR

Past

September 1, 2023 - June 7, 2024

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

SAN DIEGO, CA

Past

May 9, 2022 - September 6, 2023

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

ASTORIA, OR

Past

April 28, 2022 - September 6, 2023

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

September 16, 2021 - April 29, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

ASTORIA, OR

Past

September 14, 2021 - April 29, 2022

LPL FINANCIAL LLC

CRD#: 6413

ASTORIA, OR

Past

November 22, 2017 - August 10, 2021

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

SPRINGFIELD, MA

Past

November 22, 2017 - August 10, 2021

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

May 4, 2016 - June 6, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SAN FRANCISCO, CA

Past

May 4, 2016 - June 6, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

SAN FRANCISCO, CA

Past

July 1, 2015 - April 14, 2016

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

San Francisco, CA

Past

May 18, 2015 - April 14, 2016

PRINCIPAL SECURITIES, INC.

CRD#: 1137

San Francisco, CA

Past

January 2, 2014 - June 1, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

OAKLAND, CA

Past

December 20, 2013 - June 1, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

OAKLAND, CA

Past

September 19, 2012 - September 18, 2013

VANGUARD MARKETING CORPORATION

CRD#: 7452

SCOTTSDALE, AZ

Past

November 21, 2011 - January 12, 2012

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

SCOTTSDALE, AZ

Past

August 31, 2011 - November 17, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CHANDLER, AZ

Past

August 31, 2011 - November 17, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHANDLER, AZ

Past

June 21, 2010 - September 8, 2010

USAA FINANCIAL PLANNING SERVICES

RIA

CRD#: 106352

PHOENIX, AZ

Past

June 11, 2010 - September 8, 2010

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

PHOENIX, AZ

Past

August 24, 2009 - June 9, 2010

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

PHOENIX, AZ

Past

August 20, 2009 - June 9, 2010

CHARLES SCHWAB & CO., INC.

CRD#: 5393

PHOENIX, AZ

Past

June 3, 2009 - July 21, 2009

OSAIC SERVICES, INC.

CRD#: 133763

TEMPE, AZ

Past

July 1, 2008 - May 6, 2009

OSAIC SERVICES, INC.

CRD#: 133763

SCOTTSDALE, AZ

Past

November 24, 2006 - June 16, 2008

CHARLES SCHWAB & CO., INC.

CRD#: 5393

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA

Registered Investment Advisory firm - (7/28/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Oregon
(12/19/2024)

Texas
(12/19/2024)

IAR

Texas
(12/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/17/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/2/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/22/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 1/3/2022

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 3/22/2019

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/21/2008

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA

Registered Investment Advisory firm - (7/28/2005 Approved)

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Contact information

Main Address

1 Firstcomm Plaza, Fort Worth, TX 76109

Mailing Address

Po Box 2387, Fort Worth, TX 76113-2387

Phone number

(817) 731-8621

Established

Firm type

Fiscal year end

# of Employees

1,787

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP PROGRAM BROCHURE (10/30/2024)

DESCRIPTION OF SERVICES (10/30/2024)

Regulatory assets under management

Total Number of Accounts	110,166
AUM (Assets Under Management)	$ 22,090,760,499

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Leland S. Fallon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leland Shawn Fallon's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST COMMAND BROKERAGE SERVICES, INC.

PINNACLE INVESTMENTS, LLC

PINNACLE INVESTMENTS, LLC

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

VANGUARD MARKETING CORPORATION

PURSHE KAPLAN STERLING INVESTMENTS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL ADVISORS, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

FIRST COMMAND ADVISORY SERVICES

State Registrations and Notice Filings

Exams

Series 66

Date: 12/17/2008

Series 63

Date: 2/2/2007

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/22/2006

Series 4

Date: 1/3/2022

Series 53

Date: 3/22/2019

Series 24

Date: 7/21/2008

FINRA

Current Firm

FIRST COMMAND ADVISORY SERVICES

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIRST COMMAND ADVISORY SERVICES

TRUST BUT VERIFY

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