Vinay Tolia

ISC ADVISORS

Mahattan Beach, CA

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CRD#: 5238758

Professional summary

Vinay Tolia is a registered financial advisor currently at ISC ADVISORS, INC. located in Mahattan Beach, California and INSTITUTIONAL SECURITIES CORPORATION located in Dallas, Texas.

Vinay is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Vinay has worked at 6 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NAME OF BUSINESS: Marine Layer Advisors; INVESTMENT RELATED: No; ADDRESS OF BUSINESS: 2100 Blanche, Manhattan Beach, CA, 90266; NATURE OF BUSINESS: DBA name for marketing purposes only for Broker-Dealer related activities; POSITION/TITLE: Co-Founder and Member; START DATE: March, 2024; APPROX. NUMBER OF HOURS/MONTH: 1. APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 1 or less. 2) NAME OF BUSINESS: Bengal Impact Partners; INVESTMENT RELATED: Yes; ADDRESS OF BUSINESS: 6608 E 2nd Street, Scottsdale AZ; NATURE OF BUSINESS: Fund that invests in microcap equities; POSITION/TITLE: Member; START DATE: 01/01/2021; APPROX. NUMBER OF HOURS/MONTH: less than 8; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vinay Tolia's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 10, 2025 - Present

ISC ADVISORS, INC.

RIA

CRD#: 166586

Mahattan Beach, CA

Current

February 14, 2025 - Present

INSTITUTIONAL SECURITIES CORPORATION

Office #1: 3500 Oak Lawn Ave Suite 400, Dallas, TX 75219

CRD#: 20291

Dallas, TX

Past

December 2, 2024 - March 26, 2025

MARINE LAYER WEALTH

RIA

CRD#: 332643

MANHATTAN BEACH, CA

Past

October 24, 2024 - March 27, 2025

NAVIAN CAPITAL SECURITIES LLC

CRD#: 145037

CINCINNATI, OH

Past

January 15, 2013 - August 20, 2018

BENGAL CAPITAL TRADING LLC

CRD#: 165173

CHICAGO, IL

Past

April 1, 2008 - January 16, 2013

BENGAL CAPITAL, LLC

CRD#: 141585

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ISC ADVISORS, INC.

CRD#: 166586 / SEC#: 801-77727

RIA

Registered Investment Advisory firm - (3/20/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/14/2025)

IAR

California
(6/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/23/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/24/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/16/2024

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/2/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ISC ADVISORS, INC.

CRD#: 166586 / SEC#: 801-77727

RIA

Registered Investment Advisory firm - (3/20/2013 Approved)

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Contact information

Main Address

3500 Oak Lawn Ave Ste 400, Dallas, TX 75219

Mailing Address

Phone number

(214) 520-1115

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ISC ADVISORS PART 2A-MARCH 2024 (7/30/2025)

Regulatory assets under management

Total Number of Accounts	1,989
AUM (Assets Under Management)	$ 1,539,119,817

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Vinay Tolia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vinay Tolia's CRS (Customer Relationship Summary).

Certified licenses

Experience

INSTITUTIONAL SECURITIES CORPORATION

MARINE LAYER WEALTH

NAVIAN CAPITAL SECURITIES LLC

BENGAL CAPITAL TRADING LLC

BENGAL CAPITAL, LLC

Primary Firm SEC Registration

ISC ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/23/2024

Series 7TO

Date: 10/24/2024

SIE

Date: 4/16/2024

Series 7

Date: 1/2/2007

FINRA

Current Firm

ISC ADVISORS, INC.

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ISC ADVISORS, INC.

TRUST BUT VERIFY

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