ST
Sanjay Tolia
ISC ADVISORS
Manhattan Beach, CA
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CRD#: 5238748
ST
Professional summary
Sanjay Tolia is a registered financial advisor currently at ISC ADVISORS, INC. located in Manhattan Beach, California and INSTITUTIONAL SECURITIES CORPORATION located in Dallas, Texas.
Sanjay is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Sanjay has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Bengal Impact Partners; Investment Related: Yes; Address: 6608 E 2nd Street, Scottsdale, AZ; Nature of Business: Exempt reporting adviser. Small fund that invests in microcap equities. Firm also provides consulting for certain businesses within the portfolio; Position: Partner; Start: 1/01/2021; Number hrs./week: 2 Number of hrs./week during securities hrs: 0; Duties: I am partner in the fund but don't have any day to day decision making roles and do not select investments. 2) Pharm, LLC; Investment Related: No; Address: 645 E Missouri Ave. Ste. 210, Phoenix, AZ 85012; Nature of Business: CPG and retail business in the licensed plant based wellness industry; Position: Board Member; Start 11/01/2022; No. of Hrs./Month 3 (all during trading hours); Duties limited to board member only. 3) Marine Layer Advisors: Investment Related: Yes; Address: Manhattan Beach, CA. Nature of Business: Not an operating company. DBA for marketing broker-dealer activities through current broker-dealer employer. No. of Hrs/Month: 1: No. of Hrs. During Trading Hrs.: 0. Duties: Administer the company and complete annual filings. Position: Managing Member. Start: 03/2024. 4) Marine Layer Capital: Investment Related: Yes; Address: 2100 Blanche Road, Manhattan Beach, CA, 90266; Nature of Business: exempt reporting adviser; Position: Founder & Managing Partner; Start: 1/01/2019; No. of Hrs./Month: 2; No. of Hrs. During Trading Hrs.: 0; Duties: Manage the existing investments until all run off and expire. 5) Agrify Inc.; Investment Related: No; Address: 2468 Industrial Row Drive; Nature of Business: Agrify sells branded drink products in the CPG space; Position: Board Member; Start Date: 2/1/2025; No. of Hrs./Month: 4; No. of Hrs. During Trading Hrs.: 4; Duties: perform oversight of company management typical of a board member.
CRS (Client Relationship Summary) - RIA
Click below to view Sanjay Tolia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 9, 2025 - Present
ISC ADVISORS, INC.
RIA
CRD#: 166586
Manhattan Beach, CA
Current
May 22, 2025 - Present
INSTITUTIONAL SECURITIES CORPORATION
Office #1: 3500 Oak Lawn Ave Suite 400, Dallas, TX 75219BD
CRD#: 20291
Dallas, TX
Past
December 2, 2024 - March 26, 2025
MARINE LAYER WEALTH
RIA
CRD#: 332643
MANHATTAN BEACH, CA
Past
July 30, 2024 - May 23, 2025
NAVIAN CAPITAL SECURITIES LLC
BD
CRD#: 145037
CINCINNATI, OH
Past
January 15, 2013 - December 28, 2018
BENGAL CAPITAL TRADING LLC
BD
CRD#: 165173
CHICAGO, IL
Past
April 1, 2008 - January 16, 2013
BENGAL CAPITAL, LLC
BD
CRD#: 141585
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
ISC ADVISORS, INC.
ISC ADVISORS, INC.
CRD#: 166586 / SEC#: 801-77727
RIA
Registered Investment Advisory firm - (3/20/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/22/2025)
IAR
California(6/9/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/30/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
IA
ISC ADVISORS, INC.
ISC ADVISORS, INC.
CRD#: 166586 / SEC#: 801-77727
RIA
Registered Investment Advisory firm - (3/20/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3500 Oak Lawn Ave Ste 400, Dallas, TX 75219
Mailing Address
Phone number
(214) 520-1115
Established
Firm type
Fiscal year end
# of Employees
31
SEC notice filing (20 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,989 |
| AUM (Assets Under Management) | $ 1,539,119,817 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
