Adam M. Konst
Professional summary
Adam Michael Konst, who also goes by Adam Michael Konst, is a registered financial professional currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Zionsville, Indiana.
Adam is registered as a RR (Registered Representative) and started their career in finance in 2007. Adam has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adam Michael Konst's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 12, 2024 - Present
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
June 5, 2008 - December 7, 2023
NATIONWIDE INVESTMENT SERVICES CORPORATION
June 27, 2007 - January 8, 2008
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/12/2024)
(1/12/2024)
(1/12/2024)
(1/24/2025)
(1/12/2024)
(1/12/2024)
Exams
FINRA
Current Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| HARTNETT, CHRISTINA A | CHIEF OPERATING OFFICER | 2672099 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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