Christopher Cornett
THE PINNACLE FINANCIAL GROUP | Senior Financial Advisor
Rockville Centre, NY 11570
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CRD#: 5231259
Professional summary
Christopher Cornett, who also goes by Chris Joseph Cornett, Chris Cornett, Christopher Joseph Cornett, Cj Cornett, is a registered financial advisor currently at THE PINNACLE FINANCIAL GROUP located in Rockville Centre, New York and LPL FINANCIAL LLC located in Melville, New York.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Christopher has worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Joseph Cornett | Chris Cornett | Christopher Joseph Cornett | Cj Cornett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 08/2024 - The Pinnacle Financial Group / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Cornett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 27, 2024 - Present
THE PINNACLE FINANCIAL GROUP
Office #1: 9 South Long Beach Road, Rockville Centre, NY 11570RIA
CRD#: 164395
Rockville Centre, NY
Current
September 27, 2024 - Present
LPL FINANCIAL LLC
Office #1: 445 Broadhollow Rd Ste 112, Melville, NY 11747RIA
BD
CRD#: 6413
MELVILLE, NY
Past
November 19, 2014 - September 30, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
NEW YORK, NY
Past
October 21, 2014 - September 30, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
February 25, 2011 - September 14, 2011
ADVISORS ASSET MANAGEMENT, INC.
RIA
CRD#: 46727
MELVILLE, NY
Past
January 10, 2011 - September 14, 2011
ADVISORS ASSET MANAGEMENT, INC.
BD
CRD#: 46727
MELVILLE, NY
Past
April 27, 2009 - July 15, 2009
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
NEW YORK, NY
Past
May 15, 2007 - July 31, 2008
CLARK DODGE & CO., INC.
BD
CRD#: 23288
GARDEN CITY, NY
Past
October 20, 2006 - May 11, 2007
WORLD EQUITY GROUP, INC.
BD
CRD#: 29087
GARDEN CITY, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
THE PINNACLE FINANCIAL GROUP
ARGILLO FINANCIAL GROUP | THE PINNACLE FINANCIAL GROUP | PROSPECT FINANCIAL SERVICES, LLC | PINNACLE WEALTH STRATEGIES GROUP | PINNACLE FINANCIAL CONSULTANTS | PENSION AND WEALTH CONSULTANTS | NSI GROUP | NORTH STAR WEALTH INVESTORS LLC | NORTH STAR WEALTH INVESTORS | NORTH FORK WEALTH MANAGEMENT | MELANDER WEALTH MANAGEMENT | MCKENNA FINANCIAL PLANNING | MARIO MOLINO AND ASSOCIATES | FLAGSHIP WEALTH MANAGEMENT GROUP | FIA FINANCIAL | COLEMAN INVESTMENT MANAGEMENT | ATLANTIC FINANCIAL GROUP
CRD#: 164395 / SEC#: 801-77304
RIA
Registered Investment Advisory firm - (11/9/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/27/2024)
IAR
California(12/27/2024)
RR
Connecticut(9/27/2024)
IAR
Connecticut(12/27/2024)
RR
Florida(9/27/2024)
IAR
Florida(1/29/2025)
RR
Georgia(9/27/2024)
IAR
Georgia(1/2/2025)
IAR
Illinois(12/27/2024)
IAR
Maryland(12/27/2024)
RR
New Jersey(9/27/2024)
IAR
New Jersey(1/2/2025)
RR
New York(9/27/2024)
IAR
New York(12/27/2024)
IAR
North Carolina(12/27/2024)
RR
Pennsylvania(9/27/2024)
IAR
Pennsylvania(12/27/2024)
RR
South Carolina(9/27/2024)
IAR
South Carolina(12/27/2024)
RR
Texas(9/27/2024)
IAR
Texas(12/27/2024)
RR
Virginia(9/27/2024)
IAR
Virginia(12/27/2024)
IAR
Washington(12/27/2024)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TP
THE PINNACLE FINANCIAL GROUP
ARGILLO FINANCIAL GROUP | THE PINNACLE FINANCIAL GROUP | PROSPECT FINANCIAL SERVICES, LLC | PINNACLE WEALTH STRATEGIES GROUP | PINNACLE FINANCIAL CONSULTANTS | PENSION AND WEALTH CONSULTANTS | NSI GROUP | NORTH STAR WEALTH INVESTORS LLC | NORTH STAR WEALTH INVESTORS | NORTH FORK WEALTH MANAGEMENT | MELANDER WEALTH MANAGEMENT | MCKENNA FINANCIAL PLANNING | MARIO MOLINO AND ASSOCIATES | FLAGSHIP WEALTH MANAGEMENT GROUP | FIA FINANCIAL | COLEMAN INVESTMENT MANAGEMENT | ATLANTIC FINANCIAL GROUP
CRD#: 164395 / SEC#: 801-77304
RIA
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Contact information
Main Address
9 South Long Beach Road, Rockville Centre, NY 11570
Mailing Address
Phone number
(516) 763-9700
Established
Firm type
Fiscal year end
# of Employees
54
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,538 |
| AUM (Assets Under Management) | $ 1,184,198,113 |
Red Flags
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Company Information
THE PINNACLE FINANCIAL GROUP
Senior Financial AdvisorCRD#: 164395Rockville Centre, NY 11570TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
