Christopher J. D'espinosa
Professional summary
Christopher John D'espinosa, who also goes by Chris D'espinosa, Christopher John D'espinosa, Christopher John Despinosa, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Chandler, Arizona and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Christopher has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher John D'espinosa's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 18, 2023 - Present
EMPOWER ADVISORY GROUP, LLC
February 8, 2023 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111May 20, 2019 - January 26, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 20, 2019 - January 26, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 13, 2018 - April 26, 2019
FIDELITY PERSONAL AND WORKPLACE ADVISORS
June 17, 2009 - July 13, 2018
STRATEGIC ADVISERS LLC
February 23, 2007 - April 23, 2019
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
