Devin M. Dougherty
Professional summary
Devin Michael Dougherty is a registered financial professional currently at GRANT WILLIAMS L.P. located in Philadelphia, Pennsylvania.
Devin is registered as a RR (Registered Representative) and started their career in finance in 2007. Devin has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Devin Michael Dougherty's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 20, 2020 - Present
GRANT WILLIAMS L.P.
Office #1: 1650 Market Street 53rd Floor, Philadelphia, PA 19103August 9, 2007 - January 24, 2020
DELAWARE DISTRIBUTORS, L.P.
State Registrations and Notice Filings
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Visual representation of state registrations
(2/20/2020)
Exams
FINRA
Current Firm
GRANT WILLIAMS L.P.
CRD#: 45961 / SEC#: , 8-51249
Contact information
FINRA licenses (20 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PORTFOLIO SOLUTIONS LLC | SHAREHOLDER | |
| GRANT, STEVEN TAYLOR | PRESIDENT, CEO, CCO, CFO | 826826 |
| GRW, INC. | GENERAL PARTNER |
Disclosures
| Regulatory Event | 2 |
Red Flags
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