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Patrick Michael Nehls

HEADLANDS TECHNOLOGIES SECURITIES
CHICAGO, IL
·CRD# 5227890·15 years experience

Professional Summary

Patrick Michael Nehls, who also goes by Patrick Nehls, is a registered financial advisor currently at HEADLANDS TECHNOLOGIES SECURITIES, LLC located in Chicago, Illinois. Patrick is registered as a RR (Registered Representative) and started their career in finance in 2011. Patrick has worked at 3 firms and has passed the SIE, Series 57 and Series 56 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Patrick Nehls

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

15 years in the financial services industry

Current & Past Employments

HEADLANDS TECHNOLOGIES SECURITIES, LLC·CRD# 288960
BD
1. 110 N. Wacker Drive 54th Floor, Chicago, IL 606062. 110 N. Wacker Drive 54th Floor, Chicago, IL 60606
January 25, 2019 - Present
IMC SECURITIES LLC·CRD# 144874
BD
Chicago, IL
May 20, 2014 - October 6, 2015
RONIN CAPITAL, LLC·CRD# 118428
BD
Chicago, IL
April 11, 2011 - September 18, 2013

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Current Firm

HT
HEADLANDS TECHNOLOGIES SECURITIES, LLC

HEADLANDS TECHNOLOGIES SECURITIES, LLC

CRD#: 288960 / SEC#: 8-69969
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

110 N. Wacker Drive 54th Floor, Chicago, IL 60606

Mailing Address

110 N. Wacker Drive 54th Floor, Chicago, IL 60606

Phone Number

(312) 601-8774

Established

Delaware since 05/08/2017

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
HEADLANDS TECH HOLDINGS, LLCHOLDING COMPANY—
ANDRESEN, MATTHEW FREDERICKCEO2524246
LONG, ADAM DONALDCCO5411438
MUNROE, NICHOLAS STUARTCOO5899002
VANDER LAAN, JOHN CHARLESCFO/PFO/FINOP6591178

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2019About the SIE exam

Series 57 — Securities Trader Exam

Passed Jan 2019About the Series 57 exam

Series 56 — Proprietary Trader Qualification Examination

Passed Sep 2011
FINRA
SRO Registrations
NYSE Texas, Inc.
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Patrick Michael Nehls's CRS (Customer Relationship Summary).

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