Patrick M. Nehls
Professional summary
Patrick Michael Nehls, who also goes by Patrick Nehls, is a registered financial professional currently at HEADLANDS TECHNOLOGIES SECURITIES, LLC located in Chicago, Illinois.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 2011. Patrick has worked at 3 firms and has passed the SIE, Series 57 and Series 56 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick Michael Nehls's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 25, 2019 - Present
HEADLANDS TECHNOLOGIES SECURITIES, LLC
Office #1: 110 N. Wacker Drive 54th Floor, Chicago, IL 60606Office #2: 110 N. Wacker Drive 54th Floor, Chicago, IL 60606May 20, 2014 - October 6, 2015
IMC SECURITIES LLC
April 11, 2011 - September 18, 2013
RONIN CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 9/23/2011
Proprietary Trader Qualification ExaminationFINRA
NYSE Texas, Inc.
Current Firm
HEADLANDS TECHNOLOGIES SECURITIES, LLC
CRD#: 288960 / SEC#: , 8-69969
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
