Richard G. Compson
STRATEGIC ADVISERS LLC | Head of Wealth Management
LACONIA, NH
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CRD#: 5227148
Professional summary
Richard G Compson JR., who also goes by Richard G Compson, Richard Gray Compson Jr, Richard Gray Compson Jr., is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Laconia, New Hampshire and FIDELITY BROKERAGE SERVICES LLC located in Boston, Massachusetts.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Richard has worked at 3 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.
Biography
As the leader of Fidelity Investments’ Wealth Group, my team and I lead our efforts to provide solutions and services to help our customers achieve their financial goals. We work closely with our advisor and solutions teams to deliver financial planning, retirement, investing, insurance, and estate planning offerings and services.
My focus in this role is to inspire and empower our associates and leaders to be their best selves, which enables them to provide excellence service to our customers. I believe that exceptional ideas and innovation stem from engaging a diverse range of talent with varying perspectives and experiences.
I am passionate about improving diversity and inclusion in the workforce, and I’m actively involved in Fidelity’s Employee Resource Groups (ERGs). I was recently a co-executive sponsor of our PRIDE group, providing guidance to the leadership team, mentoring leaders, supporting community events, and sponsoring programs to advance support of our associates and customers.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Richard G Compson | Richard Gray Compson Jr | Richard Gray Compson Jr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Richard G Compson JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
NY Stern School of Business
MBA - Finance
1993
Middlebury College
BA - Economics
1990
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 245 Summer Street, Boston, MA 02210RIA
CRD#: 104555
LACONIA, NH
Current
November 8, 2006 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 245 Summer Street, Boston, MA 02210BD
CRD#: 7784
Boston, MA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
LACONIA, NH
Past
October 9, 2013 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/7/2013)
RR
Alaska(10/7/2013)
RR
Arizona(10/7/2013)
RR
Arkansas(10/7/2013)
RR
California(10/7/2013)
RR
Colorado(8/1/2013)
RR
Connecticut(10/7/2013)
RR
Delaware(10/7/2013)
RR
District of Columbia(8/1/2013)
RR
Florida(8/1/2013)
RR
Georgia(10/7/2013)
RR
Hawaii(10/7/2013)
RR
Idaho(10/7/2013)
RR
Illinois(10/7/2013)
RR
Indiana(10/7/2013)
RR
Iowa(10/7/2013)
RR
Kansas(10/7/2013)
RR
Kentucky(10/7/2013)
RR
Louisiana(8/1/2013)
RR
Maine(10/7/2013)
RR
Maryland(8/1/2013)
RR
Massachusetts(10/7/2013)
IAR
Massachusetts(3/31/2025)
RR
Michigan(10/7/2013)
RR
Minnesota(10/7/2013)
RR
Mississippi(10/7/2013)
RR
Missouri(10/7/2013)
RR
Montana(10/7/2013)
RR
Nebraska(10/7/2013)
RR
Nevada(10/7/2013)
RR
New Hampshire(10/7/2013)
IAR
New Hampshire(3/31/2025)
RR
New Jersey(8/1/2013)
RR
New Mexico(10/7/2013)
RR
New York(10/7/2013)
RR
North Carolina(10/8/2013)
RR
North Dakota(10/7/2013)
RR
Ohio(8/2/2013)
RR
Oklahoma(10/7/2013)
RR
Oregon(10/7/2013)
RR
Pennsylvania(10/7/2013)
RR
Rhode Island(10/7/2013)
IAR
Rhode Island(3/31/2025)
RR
South Carolina(10/7/2013)
RR
South Dakota(10/7/2013)
RR
Tennessee(10/7/2013)
RR
Texas(10/7/2013)
IAR
Texas(3/31/2025)
RR
Utah(10/7/2013)
RR
Vermont(8/1/2013)
RR
Virginia(10/7/2013)
RR
Washington(10/7/2013)
RR
West Virginia(10/7/2013)
RR
Wisconsin(10/7/2013)
RR
Wyoming(10/7/2013)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
