Jonathan R. Ament

ALLY INVEST ADVISORS

CHARLOTTE, NC 28202

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CRD#: 5227070

Professional summary

Jonathan Robert Ament, who also goes by Jonathan R Ament, Jonathan Robert Ament, is a registered financial advisor currently at ALLY INVEST ADVISORS located in Charlotte, North Carolina and ALLY INVEST SECURITIES LLC located in Charlotte, North Carolina.

Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Jonathan has worked at 12 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jonathan R Ament | Jonathan Robert Ament

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Robert Ament's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 2, 2025 - Present

ALLY INVEST ADVISORS

Office #1: 601 S. Tryon Street Suite 100, Charlotte, NC 28202

RIA

CRD#: 170301

CHARLOTTE, NC

Current

June 2, 2025 - Present

ALLY INVEST SECURITIES LLC

Office #1: 601 S. Tryon St. Suite 100, Charlotte, NC 28202

CRD#: 136131

Charlotte, NC

Past

April 1, 2022 - June 22, 2023

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

March 30, 2022 - June 22, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Past

February 24, 2021 - June 10, 2021

FOSTER VICTOR

RIA

CRD#: 283656

GREENVILLE, SC

Past

November 15, 2017 - September 11, 2020

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Past

November 8, 2017 - September 11, 2020

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

March 15, 2017 - October 26, 2017

POWELL WEALTH

RIA

CRD#: 144230

CORNELIUS, NC

Past

April 13, 2015 - December 7, 2016

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

BOCA RATON, FL

Past

April 6, 2015 - December 7, 2016

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

BOCA RATON, FL

Past

September 26, 2014 - April 6, 2015

KOVACK ADVISORS, INC.

RIA

CRD#: 140808

FT. LAUDERDALE, FL

Past

September 16, 2014 - April 6, 2015

KOVACK SECURITIES INC.

CRD#: 44848

FT. LAUDERDALE, FL

Past

May 7, 2013 - September 9, 2014

CAPITAL CLIENT GROUP, INC.

RIA

CRD#: 6247

SAN ANTONIO, TX

Past

May 7, 2012 - September 9, 2014

CAPITAL CLIENT GROUP, INC.

CRD#: 6247

SAN ANTONIO, TX

Past

May 12, 2009 - January 21, 2011

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEWARK, DE

Past

November 20, 2007 - March 26, 2009

WILMINGTON BROKERAGE SERVICES COMPANY

RIA

CRD#: 14942

WILMINGTON, DE

Past

November 20, 2007 - March 26, 2009

WILMINGTON BROKERAGE SERVICES COMPANY

CRD#: 14942

WILMINGTON, DE

Past

November 6, 2007 - November 30, 2007

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

WILMINGTON, DE

Past

June 15, 2007 - November 30, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

WILMINGTON, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLY INVEST ADVISORS

CRD#: 170301 / SEC#: 801-79305

RIA

Registered Investment Advisory firm - (3/27/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/26/2025)

Alaska
(6/12/2025)

Arizona
(6/12/2025)

Arkansas
(6/18/2025)

California
(6/10/2025)

Colorado
(6/12/2025)

Connecticut
(6/11/2025)

Delaware
(6/26/2025)

District of Columbia
(6/11/2025)

Florida
(6/11/2025)

Georgia
(6/11/2025)

Hawaii
(7/23/2025)

Idaho
(6/11/2025)

Illinois
(6/20/2025)

Indiana
(6/12/2025)

Iowa
(6/10/2025)

Kansas
(6/10/2025)

Kentucky
(7/2/2025)

Louisiana
(6/10/2025)

Maine
(6/13/2025)

Maryland
(6/16/2025)

Massachusetts
(6/30/2025)

Michigan
(7/15/2025)

Minnesota
(6/10/2025)

Mississippi
(6/18/2025)

Missouri
(7/11/2025)

Montana
(6/12/2025)

Nebraska
(6/10/2025)

Nevada
(6/10/2025)

New Hampshire
(6/16/2025)

New Jersey
(6/10/2025)

New Mexico
(6/11/2025)

New York
(6/15/2025)

IAR

North Carolina
(6/2/2025)

North Carolina
(6/9/2025)

North Dakota
(6/20/2025)

Ohio
(6/17/2025)

Oklahoma
(6/11/2025)

Oregon
(7/13/2025)

Pennsylvania
(6/11/2025)

Puerto Rico
(6/18/2025)

Rhode Island
(6/11/2025)

South Carolina
(6/12/2025)

South Dakota
(6/12/2025)

Tennessee
(6/11/2025)

Texas
(6/11/2025)

Utah
(6/11/2025)

Vermont
(6/10/2025)

Virginia
(6/11/2025)

Washington
(6/11/2025)

West Virginia
(6/16/2025)

Wisconsin
(6/11/2025)

Wyoming
(6/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/30/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/14/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/17/2014

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ALLY INVEST ADVISORS

CRD#: 170301 / SEC#: 801-79305

RIA

Registered Investment Advisory firm - (3/27/2014 Approved)

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Contact information

Main Address

601 S. Tryon Street Suite 100, Charlotte, NC 28202

Mailing Address

Phone number

(855) 880-2559

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALLY INVEST ADVISORS FORM ADV PART 2A (8/4/2025)

Regulatory assets under management

Total Number of Accounts	76,058
AUM (Assets Under Management)	$ 1,389,572,606

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jonathan R. Ament

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Robert Ament's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLY INVEST SECURITIES LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FOSTER VICTOR

LPL FINANCIAL LLC

LPL FINANCIAL LLC

POWELL WEALTH

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

KOVACK ADVISORS, INC.

KOVACK SECURITIES INC.

CAPITAL CLIENT GROUP, INC.

CAPITAL CLIENT GROUP, INC.

J.P. MORGAN SECURITIES LLC

WILMINGTON BROKERAGE SERVICES COMPANY

WILMINGTON BROKERAGE SERVICES COMPANY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

ALLY INVEST ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 10/30/2007

SIE

Date: 10/1/2018

Series 7

Date: 6/14/2007

Series 24

Date: 11/17/2014

FINRA

Current Firm

ALLY INVEST ADVISORS

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLY INVEST ADVISORS

TRUST BUT VERIFY

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