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George W. Connell

HAVERFORD FINANCIAL SERVICES
Radnor, PA 19087-4546
Some features on this profile are disabled
CRD#: 52263
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Professional summary


George Washington Connell, who also goes by George W Connell, is a registered financial advisor currently at HAVERFORD FINANCIAL SERVICES, INC. located in Radnor, Pennsylvania and DREXEL MORGAN & CO. located in Radnor, Pennsylvania.

George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1967. George has worked at 9 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE, Series 1, Series 53, Series 24 and Series 40 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


George W Connell

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HAVERFORD FINANCIAL SECURITIES, AN SEC REGISTERED ADVISOR, IS OWNED BY GEORGE W. CONNELL, SR. ADDRESS: TWO RADNOR CORPORATE CENTER SUITE 420 RADNOR, PA 19087 NATURE: INVESTMENT ADVISORY POSITION: CHAIRMAN AND CEO START DATE: 12/31/2003 AMOUNT OF TIME DEVOTED: APPROX. 1 DAY / WEEK DUTIES: MR. CONNELL SERVES ON A STRATEGIC LEVEL AND / OR OVERSEER.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view George Washington Connell's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 15, 2007 - Present

HAVERFORD FINANCIAL SERVICES, INC.

Office #1: Three Radnor Corporate Center Suite 450, Radnor, PA 19087-4546
RIA
CRD#: 130007
Radnor, PA
Current

January 7, 2010 - Present

DREXEL MORGAN & CO.

Office #1: Three Radnor Corporate Center Suite 450, Radnor, PA 19087
RIA
CRD#: 151053
Radnor, PA
Past

June 23, 2004 - October 30, 2008

HAVERFORD INVESTMENT MANAGEMENT, INC.

RIA
CRD#: 130159
RADNOR, PA
Past

February 18, 1998 - September 19, 2002

RITTENHOUSE FINANCIAL SERVICES INC.

RIA
CRD#: 106562
RADNOR, PA
Past

March 18, 1983 - June 25, 2025

HAVERFORD TRUST SECURITIES, INC.

BD
CRD#: 13214
RADNOR, PA
Past

January 6, 1977 - January 28, 1983

DREXEL BURNHAM LAMBERT INCORPORATED

BD
CRD#: 7323
Past

February 6, 1976 - January 6, 1977

DREXEL BURNHAM & CO. INCORPORATED

BD
CRD#: 7013
Past

March 22, 1973 - February 6, 1976

DREXEL BURNHAM & CO. INCORPORATED

BD
CRD#: 116
Past

September 6, 1967 - July 2, 1973

DREXEL FIRESTONE INCORPORATED

BD
CRD#: 230

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DM
DREXEL MORGAN & CO.
DREXEL MORGAN & CO. | DREXEL MORGAN & COMPANY, LLC | DREXEL MORGAN & CO. IA

CRD#: 151053 / SEC#: 801-70432

RIA
Registered Investment Advisory firm - (7/23/2009 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(2/15/2007)

Exams


State Security Law Exam
RR
Series 63
Date: 1/31/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 8/24/1961
Registered Representative Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 40
Date: 8/28/1967
Registered Principal Examination

Current Firm


DM
DREXEL MORGAN & CO.
DREXEL MORGAN & CO. | DREXEL MORGAN & COMPANY, LLC | DREXEL MORGAN & CO. IA

CRD#: 151053 / SEC#: 801-70432

RIA
Registered Investment Advisory firm - (7/23/2009 Approved)
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Contact information


Main Address
Three Radnor Corporate Center Suite 450, Radnor, PA 19087
Mailing Address
Phone number
(484) 254-4306
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (1 States and Territories)


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Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DREXEL MORGAN & CO. ADV PART 2A (3/27/2025)

Regulatory assets under management


Total Number of Accounts21
AUM (Assets Under Management)$ 469,000,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DREXEL MORGAN & CO.

CRD#: 151053Radnor, PA 19087-4546

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