YP
Yolanda Perez
TRUIST ADVISORY SERVICES
CORAL GABLES, FL 33134
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CRD#: 5225945
YP
Professional summary
Yolanda Perez, who also goes by Yolanda W Perez, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Coral Gables, Florida and TRUIST INVESTMENT SERVICES, INC. located in Coral Gables, Florida.
Yolanda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Yolanda has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Yolanda W Perez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BROWARD COLLEGE FOUNDATION POSITION: Board Member NATURE: Established in 1971, the Broward College Foundation is a 501(c)(3) nonprofit organization and the officially designated means of making private, charitable contributions to Broward College. Their purpose is to change lives through education by providing community awareness, advocacy and funding to the college. The foundation's volunteer Board of Directors works closely with the college's Office of Advancement to support scholarships, academic programs and learning facility enhancements. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2023 ADDRESS: Fort Lauderdale FL, United States DESCRIPTION: To change the lives of Broward College students through education by providing community awareness, advocacy and supporting funding to the college. HEDGE FUND ASSOCIATION POSITION: Regional Director - LATAM NATURE: The Hedge Fund Association ("HFA") is an international not for profit industry trade and nonpartisan lobbying organization devoted to advancing transparency, development and trust in alternative investments. Visit http://www.hedgefundassoc.org for more information. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/18/2024 ADDRESS: New York NY, United States DESCRIPTION: Regional Directors: For each 12-month period of service, the Regional Director is required to serve as the primary organizer of at least one live HFA event. The acceptable formats of potential events are as advertised to the HFA sponsors (e.g., symposium, breakfast briefing, cocktail reception). The Role (including service as a Co-Regional Director) may be varied in writing (including email) by the HFA's President on a case-by-case basis, provided that any such arrangements should be agreed in advance of appointment, not after the fact when obligations are unfulfilled. Each event must comply with HFA standards and policies in place from time to time (including proper notice). The events are to take place in the designated geographical region, unless otherwise agreed by the President. MIAMI-DUBAI CHAMBER OF COMMERCE POSITION: Director / Chair NATURE: A professional organization that promotes networking and trade between two gateway cities, by providing tools such as education that supports economic growth and also holds events. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 09/01/2024 ADDRESS: Miami FL, United States DESCRIPTION: Director / Chair provides thought leadership to the organization.
CRS (Client Relationship Summary) - RIA
Click below to view Yolanda Perez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 12, 2022 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 201 Alhambra Cir Fl 14, Coral Gables, FL 33134RIA
CRD#: 283390
CORAL GABLES, FL
Current
September 6, 2022 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 201 Alhambra Cir Ste 1402, Coral Gables, FL 33134BD
CRD#: 17499
CORAL GABLES, FL
Past
November 20, 2006 - January 9, 2008
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/6/2022)
IAR
Florida(12/12/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/6/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Coral Gables, FL 33134TRUST BUT VERIFY
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