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Sebastian J. Niedermayer

BAADER HELVEA
New York, NY 10170
CRD#: 5225454
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Sebastian Josef NiedermayerBAADER HELVEA

Professional summary


Sebastian Josef Niedermayer, who also goes by Sebastian J Niedermayer, is a registered financial professional currently at BAADER HELVEA INC. located in New York, New York.

Sebastian is registered as a RR (Registered Representative) and started their career in finance in 2008. Sebastian has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Sebastian J Niedermayer

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Sebastian Josef Niedermayer's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 10, 2013 - Present

BAADER HELVEA INC.

Office #1: 420 Lexington Avenue Suite 804, New York, NY 10170Office #2: 420 Lexington Avenue Suite 804, New York, NY 10170Office #3: Weihenstephaner Strasse 4, Unterschleissheim 85716
BD
CRD#: 132007
New York, NY
Past

February 26, 2008 - April 30, 2009

UNICREDIT CAPITAL MARKETS LLC

BD
CRD#: 7789
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(10/10/2013)
RR
Arizona
(10/10/2013)
RR
California
(10/10/2013)
RR
Colorado
(10/10/2013)
RR
Connecticut
(10/10/2013)
RR
Delaware
(10/10/2013)
RR
District of Columbia
(10/10/2013)
RR
Florida
(10/10/2013)
RR
Georgia
(10/10/2013)
RR
Illinois
(10/10/2013)
RR
Indiana
(10/10/2013)
RR
Iowa
(10/10/2013)
RR
Kansas
(10/10/2013)
RR
Kentucky
(10/10/2013)
RR
Maryland
(10/10/2013)
RR
Massachusetts
(10/10/2013)
RR
Michigan
(10/10/2013)
RR
Minnesota
(10/10/2013)
RR
Nevada
(10/10/2013)
RR
New Hampshire
(10/10/2013)
RR
New Jersey
(10/10/2013)
RR
New Mexico
(10/10/2013)
RR
New York
(10/10/2013)
RR
North Carolina
(10/10/2013)
RR
Ohio
(10/10/2013)
RR
Oregon
(10/10/2013)
RR
Pennsylvania
(10/10/2013)
RR
Rhode Island
(10/10/2013)
RR
South Carolina
(10/10/2013)
RR
Texas
(10/10/2013)
RR
Utah
(10/10/2013)
RR
Vermont
(10/10/2013)
RR
Virginia
(10/10/2013)
RR
Washington
(10/10/2013)
RR
West Virginia
(10/10/2013)
RR
Wisconsin
(10/10/2013)
RR
Wyoming
(10/10/2013)

Exams


State Security Law Exam
RR
Series 63
Date: 10/9/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


BH
BAADER HELVEA INC.
BAADER HELVEA INC. | HELVEA INC.

CRD#: 132007 / SEC#: , 8-66540

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
420 Lexington Avenue Suite 804, New York, NY 10170
Mailing Address
420 Lexington Avenue Suite 804, New York, NY 10170
Phone number
(212) 935-5150
Established
Delaware since 01/07/2004
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (39 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
BAADER HELVEA AGDIRECT OWNER
AMMER, JOCHEN GUENTHER VOLKERPRESIDENT/CCO2151302
AMMER, JOCHEN GUENTHER VOLKERDIRECTOR2151302
BENDER, STEVEN CHRISTOPHERPFO, POO2650187
BENDER, STEVEN CHRISTOPHERFINOP2650187
DEANE, MORGAN ESQSECRETARY6116799
DEANE, MORGAN ESQDIRECTOR6116799
HAUSER, TIMON GERHARDDIRECTOR7901577
NIEDERMAYER, SEBASTIAN JOSEFDIRECTOR5225454
RIEDEL, OLIVERDIRECTOR4680070

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BAADER HELVEA INC.

CRD#: 132007New York, NY 10170

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