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FIRM PROFILE
Overview
BAADER HELVEA INC. is located at 420 Lexington Avenue Suite 804, New York, NY 10170 and was first established at New York, Delaware in 01/07/2004. After operating for 22 years, BAADER HELVEA INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of BAADER HELVEA INC.’s clients are individuals and 0% of their clients are high net worth individuals. BAADER HELVEA INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at BAADER HELVEA INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access BAADER HELVEA INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at BAADER HELVEA INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for BAADER HELVEA INC. Comes From
Understanding the Statistics for BAADER HELVEA INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
420 Lexington Avenue Suite 804, New York, NY 10170
420 Lexington Avenue Suite 804, New York, NY 10170
Small
(212) 935-5150
Delaware since 01/07/2004
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| BAADER HELVEA AG | DIRECT OWNER | ||
| AMMER, JOCHEN GUENTHER VOLKER | DIRECTOR | 2151302 | |
| AMMER, JOCHEN GUENTHER VOLKER | PRESIDENT/CCO | 2151302 | |
| BENDER, STEVEN CHRISTOPHER | PFO, POO | 2650187 | |
| BENDER, STEVEN CHRISTOPHER | FINOP | 2650187 | |
| DEANE, MORGAN ESQ | SECRETARY | 6116799 | |
| DEANE, MORGAN ESQ | DIRECTOR | 6116799 | |
| HAUSER, TIMON GERHARD | DIRECTOR | 7901577 | |
| NIEDERMAYER, SEBASTIAN JOSEF | DIRECTOR | 5225454 | |
| RIEDEL, OLIVER | DIRECTOR | 4680070 |
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Advisor's working at BAADER HELVEA INC.
Stephan Oliver Lueck
Edward Albert Savickas
Jochen Guenther Volker Ammer
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