Maxwell D. Weber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maxwell David Weber, who also goes by Max Weber, was a registered financial professional .
Maxwell is a previously registered financial professional and started their career in finance in 2008. Maxwell had worked at 7 firms and has passed the Series 66, Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 2018 - March 9, 2022
COINBASE SECURITIES, INC.
August 31, 2018 - September 21, 2018
DIGITAL WEALTH LLC
December 8, 2016 - March 9, 2022
COINBASE CAPITAL MARKETS CORP
October 7, 2015 - November 30, 2016
LPL FINANCIAL LLC
October 7, 2015 - November 30, 2016
LPL FINANCIAL LLC
March 23, 2015 - September 30, 2015
CUSO FINANCIAL SERVICES, L.P.
March 23, 2015 - September 30, 2015
CUSO FINANCIAL SERVICES, L.P.
June 25, 2013 - March 25, 2015
LPL FINANCIAL LLC
January 8, 2013 - February 6, 2013
ASCENDIANT CAPITAL MARKETS, LLC
October 13, 2008 - February 19, 2013
CAPSTONE INVESTMENTS
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 11/1/2008
Limited Representative-Equity Trader ExamCurrent Firm
COINBASE SECURITIES, INC.
CRD#: 151143 / SEC#: , 8-68337
Contact information
Documents
Red Flags
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