Kathryn N. Maldonado
Professional summary
Kathryn N Maldonado, who also goes by Kathryn N Borg, is a registered financial professional currently at THE NEW PENFACS INC. located in Southborough, Massachusetts.
Kathryn is registered as a RR (Registered Representative) and started their career in finance in 2008. Kathryn has worked at 2 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kathryn N Maldonado's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 16, 2025 - Present
THE NEW PENFACS INC.
Office #1: 337 Turnpike Road Suite 203, Southborough, MA 01772August 1, 2008 - February 26, 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/11/2025)
(7/14/2025)
(7/15/2025)
(7/14/2025)
Exams
Series 6TO
Date: 6/14/2025
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
THE NEW PENFACS INC.
CRD#: 145584 / SEC#: , 8-67738
Contact information
FINRA licenses (18 States and Territories)
Red Flags
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Company Information
THE NEW PENFACS INC.
CRD#: 145584Southborough, MA 01772TRUST BUT VERIFY
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