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CRD#: 145584
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

THE NEW PENFACS INC. is located at 337 Turnpike Road Suite 203, Southborough, MA 01772 and was first established at Boston, Massachusetts in 01/17/2018. After operating for 8 years, THE NEW PENFACS INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of THE NEW PENFACS INC.’s clients are individuals and 0% of their clients are high net worth individuals. THE NEW PENFACS INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at THE NEW PENFACS INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access THE NEW PENFACS INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at THE NEW PENFACS INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for THE NEW PENFACS INC. Comes From

Understanding the Statistics for THE NEW PENFACS INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
337 Turnpike Road Suite 203, Southborough, MA 01772
Mailing Address
337 Turnpike Road Suite 203, Southborough, MA 01772
Firm Size
Small
Phone Number
(603) 893-3563
Established
Massachusetts since 01/17/2018
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
DEGREGORIO, ERIK RONALDCCO2375724
DEGREGORIO, ERIK RONALDPRESIDENT, COO, CEO, EXEC. REP., AML SUPER, CHAIRMAN2375724
DEGREGORIO, DANIEL PETERFINOP5550134

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Advisor's working at THE NEW PENFACS INC.

ED

Erik Ronald Degregorio

Erik R Degregorio
RR
CRD#: 2375724
ChFC®: Chartered Financial ConsultantCLU®: Chartered Life Underwriter
Location:
Southborough, MA 01772
Company:
THE NEW PENFACS INC.
Disclosures:
Experience:
32 years
View Profile
DD

Daniel Peter Degregorio

Daniel Degregorio
RR
CRD#: 5550134
Location:
Southborough, MA 01772
Company:
THE NEW PENFACS INC.
Disclosures:
Experience:
17 years
View Profile
EL

Erik J. Lee

RR
CRD#: 4611822
Location:
Southborough, MA 01772
Company:
THE NEW PENFACS INC.
Disclosures:
Experience:
9 years
View Profile
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