Joshua J. Monk
Professional summary
Joshua J Monk, who also goes by Josh J Monk, Josh Monk, Joshua James Monk, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Falls Church, Virginia and KESTRA INVESTMENT SERVICES, LLC located in Falls Church, Virginia.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Joshua has worked at 8 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joshua J Monk's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 5, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 7639 Leesburg Pike, Falls Church, VA 22043December 22, 2015 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 7639 Leesburg Pike, Falls Church, VA 22043Office #2: 7625 Wisconsin Avenue Suite 350, Bethesda, MD 20814December 16, 2015 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
April 22, 2013 - April 23, 2015
TRUIST INVESTMENT SERVICES, INC.
April 22, 2013 - April 23, 2015
TRUIST INVESTMENT SERVICES, INC.
June 6, 2012 - July 11, 2012
PROSHARE ADVISORS LLC
September 15, 2011 - July 6, 2012
PROFUNDS DISTRIBUTORS, INC.
December 2, 2010 - June 29, 2011
MORGAN STANLEY
September 10, 2010 - June 29, 2011
MORGAN STANLEY
April 22, 2009 - June 29, 2010
CITIGROUP GLOBAL MARKETS INC.
November 12, 2008 - June 29, 2010
CITIGROUP GLOBAL MARKETS INC.
July 30, 2007 - July 15, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 2, 2007 - July 15, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/22/2015)
(5/6/2016)
(9/7/2021)
(3/2/2016)
(12/22/2015)
(2/7/2020)
(2/9/2024)
(5/4/2021)
(6/20/2023)
(6/2/2016)
(12/22/2015)
(5/5/2016)
(10/6/2016)
Exams
FINRA
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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