Brent F. Arnold
KESTRA ADVISORY SERVICES
Mountlake Terrace, WA 98043
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CRD#: 5216992
Professional summary
Brent Franklin Arnold, AIF®, CFP®, who also goes by Brent Arnold, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Mountlake Terrace, Washington and KESTRA INVESTMENT SERVICES, LLC located in Mountlake Terrace, Washington.
Brent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Brent has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
What are your service offerings?
Insurance Planning
Budgeting
Employee and Employer Plan Ben...
Investment Planning
Education Planning
Comprehensive Financial Planni...
Retirement Planning
Small Business Planning
Estate Planning
Are you a "fiduciary"?
Yes
Aliases
Brent Arnold
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 6/22/2015 - TEMPLAR FINANCIAL SERVICES, INC. - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 04/01/2014 - Time Spent 98%. 2. 9/16/2020 - Templar Holdings - Investment Related - Proposed address 23700 Edmonds Way, Edmonds, WA - Real Estate Rental - Started 08/26/2020 - 5 Hours Per Month/0 Hours During Securities Trading - Holding company for purchase of new office location. 3. 11/20/2020 - Templar Farming/Templar Services - Not Investment Related - 3787 State Hwy 45, Colusa, CA, USA - Other-Family Business - Owner - Start Date: 8/17/2020 - 30 Hours Per Month/15 Hours During Securities Trading - Family farm & ranch. 4. 4/1/2021 - Templar Financial Services - Investment Related - At Reported Business Location(s) - Insurance Agency - President, agent - Start Date: 3/3/2021 - 40 Hours Per Month/30 Hours During Securities Trading - Fixed insurance business including life, health, and disability. Business Name: COLUSA MASONIC LODGE POSITION: Vice President NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/06/2023 ADDRESS: 311 5th Street, Colusa CA 95932 DESCRIPTION: Monthly management of the entity and club. I've purposefully kept myself off of the financial accounts and have no financial authority. Business Name: KESTRA ADVISORY SERVICES, LLC POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 04/03/2023 ADDRESS: 5707 SW Parkway, Bldg 2, Suite 400, Austin TX 78735 DESCRIPTION: IAR Business Name: TEMPLAR FARMING POSITION: Owner NATURE: Family Farming Operation INVESTMENT RELATED: No NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 12 START DATE: 03/06/2023 ADDRESS: 3787 State Hwy 45, Colusa, CA, USA, Colusa CA 95932 DESCRIPTION: General farm management and maintenance. Appx three days per month of upkeep on site, with an additional two weeks for harvest the end of October/beginning of November. Full connectivity on site for completion of trading and advisory activities as necessary. Business Name: TEMPLAR HOLDINGS, INC. POSITION: Owner, President NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/06/2023 ADDRESS: 9115 176th Street SE, Snohomish WA 98296 DESCRIPTION: Management and decision maker for properties owned, duration and type of lease, general upkeep. Business Name: TEMPLAR FINANCIAL SERVICES, INCORPORATED POSITION: RR NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 80 START DATE: 04/03/2023 ADDRESS: 21907 64th Avenue West, Suite 100, Mountlake Terrace WA 98043 DESCRIPTION: Day to day management and product sales/advice. RR Business Name: NILE SHRINERS INCORPORATED POSITION: Chief Rabban (Vice President), and member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 03/06/2023 ADDRESS: 6601 244th Street SW, Mountlake Terrace WA 98043 DESCRIPTION: Provide managerial advice and skills for the organization. Executive level contributions to organizational decisions.
CRS (Client Relationship Summary) - RIA
Click below to view Brent Franklin Arnold's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
April 3, 2023 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 21907 64th Avenue West Suite 100, Mountlake Terrace, WA 98043RIA
CRD#: 283330
Mountlake Terrace, WA
Current
April 3, 2023 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 21907 64th Ave W Ste 100, Mountlake Terrace, WA 98043BD
CRD#: 42046
Mountlake Terrace, WA
Past
June 24, 2015 - April 5, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
MOUNTAINLAKE TERRACE, WA
Past
June 22, 2015 - April 5, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
MOUNTAINLAKE TERRACE, WA
Past
November 18, 2008 - June 23, 2015
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
LYNNWOOD, WA
Past
April 25, 2008 - December 8, 2008
INVESTMENT ADVISORS INTERNATIONAL, INC.
RIA
CRD#: 139233
OAK HARBOR, WA
Past
September 22, 2006 - December 8, 2008
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
OAK HARBOR, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(4/3/2023)
RR
Arizona(4/3/2023)
RR
California(4/3/2023)
RR
Florida(4/3/2023)
IAR
Florida(4/19/2023)
RR
Georgia(4/3/2023)
RR
Hawaii(4/3/2023)
RR
Illinois(6/7/2024)
RR
Iowa(4/3/2023)
RR
Montana(4/3/2023)
RR
North Carolina(4/14/2023)
RR
Ohio(4/3/2023)
RR
Oregon(4/3/2023)
RR
Utah(4/3/2023)
RR
Washington(4/3/2023)
IAR
Washington(4/3/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Mountlake Terrace, WA 98043TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
