Benjamin J. Bingham

FIDELITY DISTRIBUTORS COMPANY LLC

Boston, MA 02210

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CRD#: 5216785

Professional summary

Benjamin Joseph Bingham, who also goes by Benjamin J Bingham, Benjamin Bingham, Ben Joseph Bingham, Ben Bingham, is a registered financial professional currently at FIDELITY DISTRIBUTORS COMPANY LLC located in Boston, Massachusetts and FIDELITY BROKERAGE SERVICES LLC located in Boston, Massachusetts.

Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2006. Benjamin has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Benjamin J Bingham | Benjamin Bingham | Ben Joseph Bingham | Ben Bingham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Benjamin Joseph Bingham's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 16, 2024 - Present

FIDELITY DISTRIBUTORS COMPANY LLC

Office #1: 245 Summer Street, Boston, MA 02210

CRD#: 17507

Boston, MA

Current

May 3, 2024 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 245 Summer Street, Boston, MA 02210

CRD#: 7784

Boston, MA

Past

March 3, 2022 - January 15, 2024

BLUEROCK CAPITAL MARKETS LLC

CRD#: 136974

Newport Beach, CA

Past

January 3, 2020 - June 3, 2021

FORESIDE FUND SERVICES, LLC

CRD#: 46106

PORTLAND, ME

Past

October 23, 2018 - April 22, 2019

CAPULENT LLC

CRD#: 155155

PHOENIX, AZ

Past

September 11, 2013 - October 25, 2016

STRATCAP SECURITIES, LLC

CRD#: 151152

NEW YORK, NY

Past

November 30, 2011 - September 26, 2013

STIRA CAPITAL MARKETS GROUP, LLC

CRD#: 141277

IRVINE, CA

Past

April 26, 2011 - October 28, 2011

KBS CAPITAL MARKETS GROUP LLC

CRD#: 132299

NEWPORT BEACH, CA

Past

October 20, 2006 - August 20, 2010

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

WELLESLEY HILLS, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/16/2024)

Alaska
(2/16/2024)

Arizona
(2/16/2024)

Arkansas
(2/16/2024)

California
(2/16/2024)

Colorado
(2/16/2024)

Connecticut
(2/16/2024)

Delaware
(2/16/2024)

District of Columbia
(2/16/2024)

Florida
(2/16/2024)

Georgia
(2/16/2024)

Hawaii
(2/16/2024)

Idaho
(2/16/2024)

Illinois
(2/16/2024)

Indiana
(2/16/2024)

Iowa
(2/16/2024)

Kansas
(2/16/2024)

Kentucky
(2/16/2024)

Louisiana
(2/16/2024)

Maine
(2/16/2024)

Maryland
(2/16/2024)

Massachusetts
(2/16/2024)

Michigan
(2/16/2024)

Minnesota
(2/16/2024)

Mississippi
(2/16/2024)

Missouri
(2/16/2024)

Montana
(2/16/2024)

Nebraska
(2/16/2024)

Nevada
(2/16/2024)

New Hampshire
(2/16/2024)

New Jersey
(2/16/2024)

New Mexico
(2/16/2024)

New York
(2/16/2024)

North Carolina
(2/16/2024)

North Dakota
(2/16/2024)

Ohio
(2/20/2024)

Oklahoma
(2/16/2024)

Oregon
(2/16/2024)

Pennsylvania
(2/16/2024)

Puerto Rico
(2/16/2024)

Rhode Island
(2/16/2024)

South Carolina
(2/16/2024)

South Dakota
(2/16/2024)

Tennessee
(2/16/2024)

Texas
(2/16/2024)

Utah
(2/16/2024)

Vermont
(2/16/2024)

Virginia
(2/16/2024)

Washington
(2/16/2024)

West Virginia
(2/16/2024)

Wisconsin
(2/16/2024)

Wyoming
(2/16/2024)

Exams

State Security Law Exam

Series 63

Date: 11/21/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/25/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/2/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/19/2006

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

FIDELITY BROKERAGE SERVICES LLC

FIDELITY BROKERAGE SERVICES LLC | FIDELITY BROKERAGE SERVICES, LLC | FIDELITY BROKERAGE SERVICES, INC.

CRD#: 7784 / SEC#: , 8-23292

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

900 Salem Street, Smithfield, RI 02917

Mailing Address

Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262

Phone number

(617) 563-7000

Established

Delaware since 06/08/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FIDELITY GLOBAL BROKERAGE GROUP, INC.	MEMBER
BRANDNER, CLINT RYAN	CHIEF OPERATIONS OFFICER	7209362
CENATIEMPO, PHILIP J	HEAD OF STRATEGY, PLANNING & ADVICE	4809405
DYER, JANET MARIE	CO - CHIEF COMPLIANCE OFFICER	3186352
MAHNA, ROHIT	HEAD OF CLIENT GROWTH	4078386
MASCIALINO, ROBERT RAYMOND	PRESIDENT/CEO/DIRECTOR	2078086
MCLAUGHLIN, KEVIN MICHAEL	CHIEF FINANCIAL OFFICER	5392417
MERKEN, GAIL RACHEL	CHIEF COMPLIANCE OFFICER	5546717
PETERSON, PAUL DAVID	HEAD OF INVESTMENT ADVISOR GROUP	2387115
STURDY, CHARLES HANCOCK	SECRETARY AND GENERAL COUNSEL

Disclosures

Regulatory Event	23
Arbitration	124

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Benjamin J. Bingham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Benjamin Joseph Bingham's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY BROKERAGE SERVICES LLC

BLUEROCK CAPITAL MARKETS LLC

FORESIDE FUND SERVICES, LLC

CAPULENT LLC

STRATCAP SECURITIES, LLC

STIRA CAPITAL MARKETS GROUP, LLC

KBS CAPITAL MARKETS GROUP LLC

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/21/2006

SIE

Date: 10/25/2016

Series 7

Date: 6/2/2011

Series 6

Date: 10/19/2006

FINRA

New York Stock Exchange

Current Firm

FIDELITY BROKERAGE SERVICES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FIDELITY BROKERAGE SERVICES LLC

TRUST BUT VERIFY

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