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JW

James B. Wilson

MILLENNIUM ADVISORS
Charlotte, NC 28277
Some features on this profile are disabled
CRD#: 5214845
JW

Professional summary

James Brian Wilson is a registered financial professional currently at MILLENNIUM ADVISORS, LLC located in Charlotte, North Carolina.

James is registered as a RR (Registered Representative) and started their career in finance in 2006. James has worked at 6 firms and has passed the Series 63, Series 52TO, Series 7TO, SIE, Series 3, Series 7 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James Brian Wilson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 28, 2022 - Present

MILLENNIUM ADVISORS, LLC

Office #1: 11605 N Community House Dr Suite 550, Charlotte, NC 28277
BD
CRD#: 151236
Charlotte, NC
Past

November 19, 2012 - July 20, 2016

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

April 28, 2008 - March 13, 2012

MS SECURITIES SERVICES INC.

BD
CRD#: 14276
NEW YORK, NY
Past

January 29, 2007 - November 9, 2012

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

September 14, 2006 - September 14, 2006

SUSQUEHANNA FIXED INCOME, L.P.

BD
CRD#: 103776
BALA CYNYWD, PA
Past

September 14, 2006 - December 14, 2006

SUSQUEHANNA FINANCIAL GROUP, LLLP

BD
CRD#: 35865
BALA CYNWYD, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
North Carolina
(8/24/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 8/24/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 8/15/2022
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/28/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/29/2022
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 5/17/2007
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 9/13/2006
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 9/30/2025
Municipal Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MA
MILLENNIUM ADVISORS, LLC
MILLENNIUM ADVISORS, LLC

CRD#: 151236 / SEC#: , 8-68349

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
11605 N Community House Dr Suite 550, Charlotte, NC 28277
Mailing Address
11605 N Community House Dr. Suite 550, Charlotte, NC 28277
Phone number
(980) 213-2300
Established
North Carolina since 06/29/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MILLENNIUM CONSOLIDATED HOLDINGS LLCOWNER
BROWN, DOUGLAS BENEDICTCCO, AML SUPERVISOR5063686
CHAPPELLE, DAVID WALTERMEMBER, GENERAL PRINCIPAL4721739
CONVERY, DANIEL KPRINCIPAL OPERATIONS OFFICER6571439
HEALY, MICHAEL GEORGECHIEF EXECUTIVE OFFICER3011582
LEE, CHRISTY ROSSCFO, FINOP, PRINCIPAL FINANCIAL OFFICER4926666

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MILLENNIUM ADVISORS, LLC

CRD#: 151236Charlotte, NC 28277

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