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Imran Feroz

THE KLEIN GROUP
NEW YORK, NY
·CRD# 5209641·1 year experience

Professional Summary

Imran Feroz is a registered financial advisor currently at THE KLEIN GROUP, LLC located in New York, New York. Imran is registered as a RR (Registered Representative) and started their career in finance in 2025. Imran has worked at 1 firm and has passed the Series 99TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

1 years in the financial services industry

Current & Past Employments

THE KLEIN GROUP, LLC·CRD# 46472
BD
640 5th Avenue 12th Floor, New York, NY 10019
September 1, 2025 - Present

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Current Firm

TK
THE KLEIN GROUP, LLC

CAPITALINK, L.C. | THE KLEIN GROUP, LLC

CRD#: 46472 / SEC#: 8-51430
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

640 5th Avenue 12th Floor, New York, NY 10019

Mailing Address

640 5th Avenue 12th Floor, New York, NY 10019

Phone Number

(212) 409-2412

Established

Florida since 09/29/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (9 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
M.KLEIN AND COMPANY, LLCDIRECT OWNER—
KLEIN, MARK DAVIDCEO, MANAGING MEMBER1783756
KLEIN, MICHAEL STUARTPRINCIPAL1890478
MENDOLA, JOSEPH ANGELOCCO, EXECUTIVE REP, AML CCO2876577
TARAGIN, LEE JAYCHIEF FINANCIAL OFFICER—

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Aug 2025About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2025About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Imran Feroz's CRS (Customer Relationship Summary).

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