CF
Ciji N. Fisher
FIRST CITIZENS ASSET MANAGEMENT,
Charlotte, NC 28202
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CRD#: 5208959
CF
Professional summary
Ciji Nichole Fisher, who also goes by Ciji Nichole Cress, is a registered financial advisor currently at FIRST CITIZENS ASSET MANAGEMENT, INC located in Charlotte, North Carolina and FIRST CITIZENS INVESTOR SERVICES, INC. located in Charlotte, North Carolina.
Ciji is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Ciji has worked at 2 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ciji Nichole Cress
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) First Citizens Asset Management, 1230 Main St., Columbia, SC 29201. Institutional Consultant, start date 12/1/2016; 16 hours/month, investment-related, duties are Discussing and proposing investment management opportunities to municipal relationships. Comp. is part of salary paid by FCIS. No direct compensation received from FCAM. 2) Cabarrus County Hospice Advisory Board, non-investment-related, Hospice & Palliative Care of Cabarrus County 5003 Hospice Ln Kannapolis, NC 28081; caring for people who are living with a life-limiting illness as well as their families and caregivers; Advisory Board Member; October 1, 2021; less than 1 hour per month/none during market hours; review materials and presentations during board meetings.
CRS (Client Relationship Summary) - RIA
Click below to view Ciji Nichole Fisher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 21, 2016 - Present
FIRST CITIZENS ASSET MANAGEMENT, INC
Office #1: 128 S. Tryon St., Charlotte, NC 28202RIA
CRD#: 140777
Charlotte, NC
Current
February 13, 2015 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 128 S Tryon Street, Charlotte, NC 28202RIA
BD
CRD#: 44430
CHARLOTTE, NC
Past
February 17, 2010 - December 21, 2016
FIRST CITIZENS INVESTOR SERVICES, INC.
RIA
CRD#: 44430
RALEIGH, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST CITIZENS ASSET MANAGEMENT, INC
FIRST CITIZENS ASSET MANAGEMENT, INC | FIRST CITIZENS CAPITAL MANAGEMENT, INC.
CRD#: 140777 / SEC#: 801-79917
RIA
Registered Investment Advisory firm - (6/19/2014 Approved)Arkansas
Registered Investment Advisory firm - (12/22/2014 Terminated)Georgia
Registered Investment Advisory firm - (3/21/2017 Terminated)North Carolina
Registered Investment Advisory firm - (3/22/2017 Terminated)Rhode Island
Registered Investment Advisory firm - (3/24/2017 Terminated)South Carolina
Registered Investment Advisory firm - (7/15/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
North Carolina(3/4/2015)
IAR
North Carolina(12/21/2016)
RR
South Carolina(9/22/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST CITIZENS ASSET MANAGEMENT, INC
FIRST CITIZENS ASSET MANAGEMENT, INC | FIRST CITIZENS CAPITAL MANAGEMENT, INC.
CRD#: 140777 / SEC#: 801-79917
RIA
Registered Investment Advisory firm - (6/19/2014 Approved)Arkansas
Registered Investment Advisory firm - (12/22/2014 Terminated)Georgia
Registered Investment Advisory firm - (3/21/2017 Terminated)North Carolina
Registered Investment Advisory firm - (3/22/2017 Terminated)Rhode Island
Registered Investment Advisory firm - (3/24/2017 Terminated)South Carolina
Registered Investment Advisory firm - (7/15/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8540 Colonnade Center Drive, Raleigh, NC 27615
Mailing Address
Po Box 27131, Raleigh, NC 27611
Phone number
(800) 229-0205
Established
Firm type
Fiscal year end
# of Employees
53
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 409 |
| AUM (Assets Under Management) | $ 167,013,742 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/13/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
