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AM

Alexey Makarov

HEADLANDS TECHNOLOGIES SECURITIES
New York, NY 10017
Some features on this profile are disabled
CRD#: 5208508
AM

Professional summary


Alexey Makarov, CFA, who also goes by Alexey Makarov, is a registered financial professional currently at HEADLANDS TECHNOLOGIES SECURITIES, LLC located in New York, New York.

Alexey is registered as a RR (Registered Representative) and started their career in finance in 2007. Alexey has worked at 4 firms and has passed the Series 63, Series 57TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Alexey Makarov

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Alexey Makarov's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Experience


Current

October 9, 2024 - Present

HEADLANDS TECHNOLOGIES SECURITIES, LLC

Office #1: 575 5th Avenue Suite 2600, New York, NY 10017
BD
CRD#: 288960
New York, NY
Past

February 7, 2022 - October 17, 2022

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

October 24, 2016 - May 22, 2020

TWO SIGMA SECURITIES, LLC

BD
CRD#: 148960
NEW YORK, NY
Past

January 22, 2007 - October 20, 2016

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 3/30/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE Texas, Inc.

Current Firm


HT
HEADLANDS TECHNOLOGIES SECURITIES, LLC
HEADLANDS TECHNOLOGIES SECURITIES, LLC

CRD#: 288960 / SEC#: , 8-69969

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
110 N. Wacker Drive 54th Floor, Chicago, IL 60606
Mailing Address
110 N. Wacker Drive 54th Floor, Chicago, IL 60606
Phone number
(312) 601-8774
Established
Delaware since 05/08/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
HEADLANDS TECH HOLDINGS, LLCHOLDING COMPANY
ANDRESEN, MATTHEW FREDERICKCEO2524246
LONG, ADAM DONALDCCO5411438
MUNROE, NICHOLAS STUARTCOO5899002
VANDER LAAN, JOHN CHARLESCFO/PFO/FINOP6591178

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HEADLANDS TECHNOLOGIES SECURITIES, LLC

CRD#: 288960New York, NY 10017

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