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CRD#: 288960
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

HEADLANDS TECHNOLOGIES SECURITIES, LLC is located at 110 N. Wacker Drive 54th Floor, Chicago, IL 60606 and was first established at Chicago, Delaware in 05/08/2017. After operating for 8 years, HEADLANDS TECHNOLOGIES SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of HEADLANDS TECHNOLOGIES SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. HEADLANDS TECHNOLOGIES SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at HEADLANDS TECHNOLOGIES SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access HEADLANDS TECHNOLOGIES SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at HEADLANDS TECHNOLOGIES SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for HEADLANDS TECHNOLOGIES SECURITIES, LLC Comes From

Understanding the Statistics for HEADLANDS TECHNOLOGIES SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
110 N. Wacker Drive 54th Floor, Chicago, IL 60606
Mailing Address
110 N. Wacker Drive 54th Floor, Chicago, IL 60606
Firm Size
Small
Phone Number
(312) 601-8774
Established
Delaware since 05/08/2017
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
HEADLANDS TECH HOLDINGS, LLCHOLDING COMPANY
ANDRESEN, MATTHEW FREDERICKCEO2524246
LONG, ADAM DONALDCCO5411438
MUNROE, NICHOLAS STUARTCOO5899002
VANDER LAAN, JOHN CHARLESCFO/PFO/FINOP6591178

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Advisor's working at HEADLANDS TECHNOLOGIES SECURITIES, LLC

NF

Neil Michael Fitzpatrick MR

RR
CRD#: 4060094
Location:
Chicago, IL 60606
Company:
HEADLANDS TECHNOLOGIES SECURITIES, LLC
Disclosures:
Experience:
25 years
View Profile
AP

Arjun Puri

RR
CRD#: 7992884
Location:
Chicago, IL 60606
Company:
HEADLANDS TECHNOLOGIES SECURITIES, LLC
Disclosures:
Experience:
1 year
View Profile
AM

Anish Muthali

RR
CRD#: 7992875
Location:
Chicago, IL 60606
Company:
HEADLANDS TECHNOLOGIES SECURITIES, LLC
Disclosures:
Experience:
1 year
View Profile
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