Ryan M. Steele
Professional summary
Ryan Michael Steele is a registered financial professional currently at GRANT WILLIAMS L.P. located in Philadelphia, Pennsylvania.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2007. Ryan has worked at 6 firms and has passed the Series 66, Series 79TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ryan Michael Steele's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2023 - Present
GRANT WILLIAMS L.P.
Office #1: 1650 Market Street 53rd Floor, Philadelphia, PA 19103April 3, 2014 - August 19, 2022
CARILLON FUND DISTRIBUTORS, INC.
September 1, 2011 - April 3, 2014
NUVEEN ASSET MANAGEMENT, LLC
October 7, 2008 - September 1, 2011
NUVEEN FUND ADVISORS, LLC
October 7, 2008 - April 3, 2014
NUVEEN SECURITIES, LLC
August 14, 2007 - October 2, 2008
CITIGROUP GLOBAL MARKETS INC.
May 23, 2007 - October 2, 2008
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2023)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
GRANT WILLIAMS L.P.
CRD#: 45961 / SEC#: , 8-51249
Contact information
FINRA licenses (20 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PORTFOLIO SOLUTIONS LLC | SHAREHOLDER | |
| GRANT, STEVEN TAYLOR | PRESIDENT, CEO, CCO, CFO | 826826 |
| GRW, INC. | GENERAL PARTNER |
Disclosures
| Regulatory Event | 2 |
Red Flags
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