Anna L. Pulgiano

AMERITAS ADVISORY SERVICES

MELVILLE, NY 11747

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CRD#: 5205433

Professional summary

Anna Louise Pulgiano, who also goes by Ann Pulgiano, Anna Pulgiano, Anna Louise Vuolo, is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Melville, New York and AMERITAS INVESTMENT COMPANY, LLC located in Melville, New York.

Anna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Anna has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ann Pulgiano | Anna Pulgiano | Anna Louise Vuolo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ACRISURE; 120 EAGLE ROCK AVE STE 195, EAST HANOVER NJ 07936; INV REL; PARENT COMPANY OF UNION BENEFIT PLANNERS AND GROUP BENEFITS & ADMINISTRATION; AGENT; START DATE=04/2016; HRS/MO=140; TRADING HRS/MO=120; ALL WORK IS DONE THROUGH UNION BENEFIT PLANNERS AND GROUP BENEFITS & ADMINISTRATION;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anna Louise Pulgiano's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 1, 2021 - Present

AMERITAS ADVISORY SERVICES, LLC

Office #1: 425 Broadhollow Rd Ste 405, Melville, NY 11747

RIA

CRD#: 317245

MELVILLE, NY

Current

June 2, 2017 - Present

AMERITAS INVESTMENT COMPANY, LLC

Office #1: 425 Broadhollow Rd Ste 405, Melville, NY 11747

CRD#: 14869

Melville, NY

Past

June 2, 2017 - November 1, 2021

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

East Hanover, NJ

Past

December 6, 2013 - May 3, 2016

OSAIC FA, INC.

RIA

CRD#: 3978

Towaco, NJ

Past

November 19, 2013 - May 3, 2016

OSAIC FA, INC.

CRD#: 3978

PARSIPPANY, NJ

Past

May 17, 2012 - September 28, 2012

EQUITABLE ADVISORS, LLC

CRD#: 6627

MELVILLE, NY

Past

April 24, 2007 - May 17, 2010

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

SHORT HILLS, NJ

Past

September 18, 2006 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

SHORT HILLS, NJ

Past

September 18, 2006 - May 17, 2010

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SHORT HILLS, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(6/2/2017)

IAR

New Jersey
(11/1/2021)

New York
(6/2/2017)

IAR

New York
(11/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/19/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/27/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/15/2006

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

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Contact information

Main Address

5900 O Street, Lincoln, NE 68510

Mailing Address

Phone number

(800) 335-9858

Established

Firm type

Fiscal year end

# of Employees

560

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (9/19/2025)

AMERITAS INVESTMENT STRATEGIES WRAP BROCHURE (9/19/2025)

AMERITAS WEALTH PLATFORM (9/19/2025)

GALAXY WRAP FEE BROCHURE (9/19/2025)

GALAXY II WRAP FEE BROCHURE (9/19/2025)

CONSTELLATION WRAP FEE PROGRAM (9/19/2025)

Regulatory assets under management

Total Number of Accounts	41,501
AUM (Assets Under Management)	$ 11,506,548,514

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
07/23/2024	Cover Page	Report
07/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anna L. Pulgiano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anna Louise Pulgiano's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

OSAIC FA, INC.

OSAIC FA, INC.

EQUITABLE ADVISORS, LLC

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

AMERITAS ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/19/2007

Series 63

Date: 10/27/2006

SIE

Date: 10/1/2018

Series 6

Date: 9/15/2006

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AMERITAS ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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