Louis A. Dondero
Professional summary
Louis Anthony Dondero, who also goes by Lou Dondero, Louis Anthony Dondero, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Jacksonville, Florida.
Louis is registered as a RR (Registered Representative) and started their career in finance in 2006. Louis has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Louis Anthony Dondero's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 13, 2021 - Present
THE LEADERS GROUP, INC.
Office #1: 12724 Gran Bay Pkwy, Lakeside 1, Suite 150, Jacksonville, FL 32258May 20, 2015 - May 11, 2020
SAYBRUS EQUITY SERVICES, LLC
June 13, 2013 - October 31, 2014
TRUIST INVESTMENT SERVICES, INC.
August 13, 2012 - January 10, 2013
FIFTH THIRD SECURITIES, INC.
June 6, 2011 - October 20, 2011
SECURITIES SERVICE NETWORK, LLC
September 6, 2010 - May 24, 2011
PRINCIPAL SECURITIES, INC.
September 25, 2006 - August 25, 2008
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/14/2023)
(1/13/2021)
(1/13/2021)
(2/14/2023)
(2/14/2023)
(5/5/2023)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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Company Information
THE LEADERS GROUP, INC.
CRD#: 37157Jacksonville, FL 32258TRUST BUT VERIFY
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