James T. Miller
Professional summary
James Travis Miller is a registered financial professional currently at DELOITTE CORPORATE FINANCE LLC located in Charlotte, North Carolina.
James is registered as a RR (Registered Representative) and started their career in finance in 2006. James has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Travis Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 11, 2013 - Present
DELOITTE CORPORATE FINANCE LLC
Office #1: 650 S. Tryon Street Suite 1800, Charlotte, NC 28202-4200September 1, 2009 - June 11, 2013
MCCOLL PARTNERS, LLC
September 12, 2006 - June 22, 2007
WELLS FARGO SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/14/2013)
(2/21/2025)
(6/25/2013)
(6/12/2013)
(11/8/2013)
(6/25/2013)
(6/21/2013)
(6/19/2013)
(8/8/2025)
(11/2/2017)
(3/6/2018)
(6/17/2013)
(2/5/2019)
(6/9/2020)
(6/26/2013)
(6/9/2020)
(6/19/2013)
(5/7/2024)
(12/20/2019)
(7/11/2022)
(6/14/2013)
(7/2/2013)
(6/13/2013)
(2/13/2018)
(10/30/2018)
(2/15/2017)
(11/8/2016)
(6/25/2013)
(4/17/2024)
(7/2/2013)
(1/21/2014)
(6/11/2013)
(2/15/2017)
(8/18/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
DELOITTE CORPORATE FINANCE LLC
CRD#: 111747 / SEC#: , 8-53196
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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